Form 8.5 (EPT/RI)-Replacement of BHP Group Limited

Morgan Stanley & Co. Int'l plc

28 May 2024

 

AMENDMENT(2(a))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES- Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	318	59.4136 USD	58.9193 USD
ADR	SALES	318	59.4136 USD	58.9193 USD
Ordinary NPV	PURCHASES	697,936	23.3291 GBP	22.9950 GBP
Ordinary NPV	SALES	699,268	23.3300 GBP	22.9950 GBP
Ordinary NPV	PURCHASES	24,700	29.5568 USD	29.5568 USD
Ordinary NPV	PURCHASES	217,812	44.7500 AUD	44.5724 AUD
Ordinary NPV	SALES	236,105	44.7695 AUD	44.5600 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	15,790	23.2022 GBP
Ordinary NPV	CFD	increasing a long position	5,216	23.2900 GBP
Ordinary NPV	CFD	increasing a long position	4,336	23.2900 GBP
Ordinary NPV	CFD	increasing a long position	5,432	23.3083 GBP
Ordinary NPV	CFD	increasing a long position	1,301	44.7033 AUD
Ordinary NPV	CFD	increasing a long position	181	44.7650 AUD
Ordinary NPV	CFD	increasing a long position	4,399	539.3049 ZAR
Ordinary NPV	CFD	increasing a short position	250	23.0400 GBP
Ordinary NPV	CFD	increasing a short position	4,013	23.0740 GBP
Ordinary NPV	CFD	increasing a short position	15,098	23.1596 GBP
Ordinary NPV	CFD	increasing a short position	289	23.2190 GBP
Ordinary NPV	CFD	increasing a short position	259	23.2290 GBP
Ordinary NPV	CFD	increasing a short position	437	23.2399 GBP
Ordinary NPV	CFD	increasing a short position	635	23.2401 GBP
Ordinary NPV	CFD	increasing a short position	284	23.2574 GBP
Ordinary NPV	CFD	increasing a short position	376	23.2597 GBP
Ordinary NPV	CFD	increasing a short position	395	23.2799 GBP
Ordinary NPV	CFD	increasing a short position	591	23.2899 GBP
Ordinary NPV	CFD	increasing a short position	64	23.2998 GBP
Ordinary NPV	CFD	increasing a short position	718	23.3001 GBP
Ordinary NPV	CFD	increasing a short position	5,000	44.5545 AUD
Ordinary NPV	CFD	increasing a short position	4,690	44.6601 AUD
Ordinary NPV	CFD	increasing a short position	444	44.6991 AUD
Ordinary NPV	CFD	increasing a short position	2	44.7500 AUD
Ordinary NPV	CFD	increasing a short position	1,532	44.7585 AUD
Ordinary NPV	CFD	increasing a short position	686	44.7983 AUD
Ordinary NPV	CFD	increasing a short position	230	44.7983 AUD
Ordinary NPV	CFD	increasing a short position	4,399	539.3049 ZAR
Ordinary NPV	CFD	reducing a long position	3,461	23.1049 GBP
Ordinary NPV	CFD	reducing a long position	6,110	23.1691 GBP
Ordinary NPV	CFD	reducing a long position	662	23.2900 GBP
Ordinary NPV	CFD	reducing a long position	2,256	23.3037 GBP
Ordinary NPV	CFD	reducing a long position	31	23.3219 GBP
Ordinary NPV	CFD	reducing a long position	229	44.6064 AUD
Ordinary NPV	CFD	reducing a long position	342	44.6064 AUD
Ordinary NPV	CFD	reducing a long position	1,502	44.7165 AUD
Ordinary NPV	CFD	reducing a long position	141	44.7199 AUD
Ordinary NPV	CFD	reducing a long position	24,700	44.7695 AUD
Ordinary NPV	CFD	reducing a long position	17,300	541.1956 ZAR
Ordinary NPV	CFD	reducing a long position	8,322	542.4244 ZAR
Ordinary NPV	CFD	reducing a long position	1,330	546.2458 ZAR
Ordinary NPV	CFD	reducing a short position	250	23.0900 GBP
Ordinary NPV	CFD	reducing a short position	4,013	23.1420 GBP
Ordinary NPV	CFD	reducing a short position	17,223	23.1825 GBP
Ordinary NPV	CFD	reducing a short position	587	23.2135 GBP
Ordinary NPV	CFD	reducing a short position	318	23.2900 GBP
Ordinary NPV	CFD	reducing a short position	749	44.6400 AUD
Ordinary NPV	CFD	reducing a short position	242	44.7121 AUD
Ordinary NPV	CFD	reducing a short position	2,130	44.7121 AUD
Ordinary NPV	CFD	reducing a short position	679	44.7161 AUD
Ordinary NPV	CFD	reducing a short position	955	44.7416 AUD
Ordinary NPV	CFD	reducing a short position	17,300	541.1956 ZAR
Ordinary NPV	CFD	reducing a short position	8,322	542.4244 ZAR
Ordinary NPV	CFD	reducing a short position	1,330	546.2458 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	28 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END