Form 8.5 (EPT/RI)-Replacement of BHP Group Limited

Morgan Stanley & Co. Int'l plc
29 May 2024
 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

BHP Group Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

Anglo American plc

(d) Date dealing undertaken:

23 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES- Anglo American plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ADR

PURCHASES

1,915

59.0582 USD

58.8946 USD

ADR

SALES

1,915

59.0582 USD

58.8946 USD

Ordinary NPV

PURCHASES

182,900

23.3500 GBP

23.0600 GBP

Ordinary NPV

SALES

261,179

23.3800 GBP

23.0800 GBP

Ordinary NPV

SALES

24,804

29.7758 USD

29.7582 USD

Ordinary NPV

SALES

326,710

45.0133 AUD

44.6300 AUD

Ordinary NPV

PURCHASES

422,474

45.0408 AUD

44.6800 AUD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary NPV

CFD

increasing a long position

7,500

23.1083 GBP

Ordinary NPV

CFD

increasing a long position

7,500

23.1083 GBP

Ordinary NPV

CFD

increasing a long position

28,530

23.1451 GBP

Ordinary NPV

CFD

increasing a long position

3,461

23.1614 GBP

Ordinary NPV

CFD

increasing a long position

7,500

23.1828 GBP

Ordinary NPV

CFD

increasing a long position

7,500

23.1828 GBP

Ordinary NPV

CFD

increasing a long position

2,361

23.3800 GBP

Ordinary NPV

CFD

increasing a long position

24,700

44.8967 AUD

Ordinary NPV

CFD

increasing a long position

136

44.9241 AUD

Ordinary NPV

CFD

increasing a long position

1,799

44.9273 AUD

Ordinary NPV

CFD

increasing a long position

6

45.0183 AUD

Ordinary NPV

CFD

increasing a long position

900

541.9253 ZAR

Ordinary NPV

CFD

increasing a long position

16,373

542.2809 ZAR

Ordinary NPV

CFD

increasing a short position

17,039

23.1403 GBP

Ordinary NPV

CFD

increasing a short position

180

23.1418 GBP

Ordinary NPV

CFD

increasing a short position

438

23.1468 GBP

Ordinary NPV

CFD

increasing a short position

10,627

23.1500 GBP

Ordinary NPV

CFD

increasing a short position

28

23.3500 GBP

Ordinary NPV

CFD

increasing a short position

337

44.7890 AUD

Ordinary NPV

CFD

increasing a short position

406

44.7891 AUD

Ordinary NPV

CFD

increasing a short position

17,286

44.9009 AUD

Ordinary NPV

CFD

increasing a short position

928

44.9100 AUD

Ordinary NPV

CFD

increasing a short position

14,985

44.9502 AUD

Ordinary NPV

CFD

increasing a short position

16,373

542.2809 ZAR

Ordinary NPV

CFD

reducing a long position

104

23.1100 GBP

Ordinary NPV

CFD

reducing a long position

7,130

23.1139 GBP

Ordinary NPV

CFD

reducing a long position

2

23.1200 GBP

Ordinary NPV

CFD

reducing a long position

194

23.1451 GBP

Ordinary NPV

CFD

reducing a long position

226

23.1500 GBP

Ordinary NPV

CFD

reducing a long position

11,493

23.1525 GBP

Ordinary NPV

CFD

reducing a long position

1

23.1867 GBP

Ordinary NPV

CFD

reducing a long position

804

44.9090 AUD

Ordinary NPV

CFD

reducing a long position

538

44.9090 AUD

Ordinary NPV

CFD

reducing a long position

2,355

44.9100 AUD

Ordinary NPV

CFD

reducing a long position

419

44.9185 AUD

Ordinary NPV

CFD

reducing a long position

278

44.9185 AUD

Ordinary NPV

CFD

reducing a long position

34

44.9200 AUD

Ordinary NPV

CFD

reducing a long position

127

45.0039 AUD

Ordinary NPV

CFD

reducing a long position

209

541.1756 ZAR

Ordinary NPV

CFD

reducing a long position

900

541.9253 ZAR

Ordinary NPV

CFD

reducing a long position

21,300

541.9378 ZAR

Ordinary NPV

CFD

reducing a long position

11,780

542.1504 ZAR

Ordinary NPV

CFD

reducing a short position

27,710

23.1326 GBP

Ordinary NPV

CFD

reducing a short position

299

23.1500 GBP

Ordinary NPV

CFD

reducing a short position

180

23.1614 GBP

Ordinary NPV

CFD

reducing a short position

28,494

23.1750 GBP

Ordinary NPV

CFD

reducing a short position

2,500

23.1828 GBP

Ordinary NPV

CFD

reducing a short position

2,500

23.1828 GBP

Ordinary NPV

CFD

reducing a short position

25,899

44.8263 AUD

Ordinary NPV

CFD

reducing a short position

126,629

44.8399 AUD

Ordinary NPV

CFD

reducing a short position

120,472

44.8400 AUD

Ordinary NPV

CFD

reducing a short position

1,218

44.9031 AUD

Ordinary NPV

CFD

reducing a short position

1,000

44.9054 AUD

Ordinary NPV

CFD

reducing a short position

100

44.9055 AUD

Ordinary NPV

CFD

reducing a short position

15,568

44.9120 AUD

Ordinary NPV

CFD

reducing a short position

10,628

44.9120 AUD

Ordinary NPV

CFD

reducing a short position

104

44.9232 AUD

Ordinary NPV

CFD

reducing a short position

1,610

44.9475 AUD

Ordinary NPV

CFD

reducing a short position

130

45.0173 AUD

Ordinary NPV

CFD

reducing a short position

209

541.1756 ZAR

Ordinary NPV

CFD

reducing a short position

21,300

541.9378 ZAR

Ordinary NPV

CFD

reducing a short position

11,780

542.1504 ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

Ordinary NPV

Short Call

Exercised against

800

39.3963 AUD

Ordinary NPV

Short Call

Exercised against

300

39.9159 AUD

Ordinary NPV

Short Call

Exercised against

680

39.9462 AUD

Ordinary NPV

PUT

Exercising against

80,000

46.0000 AUD

Ordinary NPV

CALL

Exercising

24,000

46.5000 AUD

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

29 May 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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