Form 8.5 (EPT/RI)-Replacement of BHP Group Limited

Morgan Stanley & Co. Int'l plc

29 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	23 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES- Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	1,915	59.0582 USD	58.8946 USD
ADR	SALES	1,915	59.0582 USD	58.8946 USD
Ordinary NPV	PURCHASES	182,900	23.3500 GBP	23.0600 GBP
Ordinary NPV	SALES	261,179	23.3800 GBP	23.0800 GBP
Ordinary NPV	SALES	24,804	29.7758 USD	29.7582 USD
Ordinary NPV	SALES	326,710	45.0133 AUD	44.6300 AUD
Ordinary NPV	PURCHASES	422,474	45.0408 AUD	44.6800 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	7,500	23.1083 GBP
Ordinary NPV	CFD	increasing a long position	7,500	23.1083 GBP
Ordinary NPV	CFD	increasing a long position	28,530	23.1451 GBP
Ordinary NPV	CFD	increasing a long position	3,461	23.1614 GBP
Ordinary NPV	CFD	increasing a long position	7,500	23.1828 GBP
Ordinary NPV	CFD	increasing a long position	7,500	23.1828 GBP
Ordinary NPV	CFD	increasing a long position	2,361	23.3800 GBP
Ordinary NPV	CFD	increasing a long position	24,700	44.8967 AUD
Ordinary NPV	CFD	increasing a long position	136	44.9241 AUD
Ordinary NPV	CFD	increasing a long position	1,799	44.9273 AUD
Ordinary NPV	CFD	increasing a long position	6	45.0183 AUD
Ordinary NPV	CFD	increasing a long position	900	541.9253 ZAR
Ordinary NPV	CFD	increasing a long position	16,373	542.2809 ZAR
Ordinary NPV	CFD	increasing a short position	17,039	23.1403 GBP
Ordinary NPV	CFD	increasing a short position	180	23.1418 GBP
Ordinary NPV	CFD	increasing a short position	438	23.1468 GBP
Ordinary NPV	CFD	increasing a short position	10,627	23.1500 GBP
Ordinary NPV	CFD	increasing a short position	28	23.3500 GBP
Ordinary NPV	CFD	increasing a short position	337	44.7890 AUD
Ordinary NPV	CFD	increasing a short position	406	44.7891 AUD
Ordinary NPV	CFD	increasing a short position	17,286	44.9009 AUD
Ordinary NPV	CFD	increasing a short position	928	44.9100 AUD
Ordinary NPV	CFD	increasing a short position	14,985	44.9502 AUD
Ordinary NPV	CFD	increasing a short position	16,373	542.2809 ZAR
Ordinary NPV	CFD	reducing a long position	104	23.1100 GBP
Ordinary NPV	CFD	reducing a long position	7,130	23.1139 GBP
Ordinary NPV	CFD	reducing a long position	2	23.1200 GBP
Ordinary NPV	CFD	reducing a long position	194	23.1451 GBP
Ordinary NPV	CFD	reducing a long position	226	23.1500 GBP
Ordinary NPV	CFD	reducing a long position	11,493	23.1525 GBP
Ordinary NPV	CFD	reducing a long position	1	23.1867 GBP
Ordinary NPV	CFD	reducing a long position	804	44.9090 AUD
Ordinary NPV	CFD	reducing a long position	538	44.9090 AUD
Ordinary NPV	CFD	reducing a long position	2,355	44.9100 AUD
Ordinary NPV	CFD	reducing a long position	419	44.9185 AUD
Ordinary NPV	CFD	reducing a long position	278	44.9185 AUD
Ordinary NPV	CFD	reducing a long position	34	44.9200 AUD
Ordinary NPV	CFD	reducing a long position	127	45.0039 AUD
Ordinary NPV	CFD	reducing a long position	209	541.1756 ZAR
Ordinary NPV	CFD	reducing a long position	900	541.9253 ZAR
Ordinary NPV	CFD	reducing a long position	21,300	541.9378 ZAR
Ordinary NPV	CFD	reducing a long position	11,780	542.1504 ZAR
Ordinary NPV	CFD	reducing a short position	27,710	23.1326 GBP
Ordinary NPV	CFD	reducing a short position	299	23.1500 GBP
Ordinary NPV	CFD	reducing a short position	180	23.1614 GBP
Ordinary NPV	CFD	reducing a short position	28,494	23.1750 GBP
Ordinary NPV	CFD	reducing a short position	2,500	23.1828 GBP
Ordinary NPV	CFD	reducing a short position	2,500	23.1828 GBP
Ordinary NPV	CFD	reducing a short position	25,899	44.8263 AUD
Ordinary NPV	CFD	reducing a short position	126,629	44.8399 AUD
Ordinary NPV	CFD	reducing a short position	120,472	44.8400 AUD
Ordinary NPV	CFD	reducing a short position	1,218	44.9031 AUD
Ordinary NPV	CFD	reducing a short position	1,000	44.9054 AUD
Ordinary NPV	CFD	reducing a short position	100	44.9055 AUD
Ordinary NPV	CFD	reducing a short position	15,568	44.9120 AUD
Ordinary NPV	CFD	reducing a short position	10,628	44.9120 AUD
Ordinary NPV	CFD	reducing a short position	104	44.9232 AUD
Ordinary NPV	CFD	reducing a short position	1,610	44.9475 AUD
Ordinary NPV	CFD	reducing a short position	130	45.0173 AUD
Ordinary NPV	CFD	reducing a short position	209	541.1756 ZAR
Ordinary NPV	CFD	reducing a short position	21,300	541.9378 ZAR
Ordinary NPV	CFD	reducing a short position	11,780	542.1504 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Call	Exercised against	800	39.3963 AUD
Ordinary NPV	Short Call	Exercised against	300	39.9159 AUD
Ordinary NPV	Short Call	Exercised against	680	39.9462 AUD
Ordinary NPV	PUT	Exercising against	80,000	46.0000 AUD
Ordinary NPV	CALL	Exercising	24,000	46.5000 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	29 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END