Form 8.5 (EPT/RI)- Replacement of BHP Group

Morgan Stanley & Co. Int'l plc

10 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	542	56.6893 USD	55.9000 USD
ADR	SALES	542	56.6893 USD	55.9000 USD
Ordinary NPV	SALES	727,933	22.5100 GBP	22.1500 GBP
Ordinary NPV	PURCHASES	756,591	22.7282 GBP	22.1500 GBP
Ordinary NPV	PURCHASES	48,649	28.5089 USD	28.4622 USD
Ordinary NPV	PURCHASES	651,959	43.4339 AUD	42.9667 AUD
Ordinary NPV	SALES	583,725	43.5052 AUD	42.9212 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	513	22.3926 GBP
Ordinary NPV	CFD	increasing a long position	18,362	42.9745 AUD
Ordinary NPV	CFD	increasing a long position	2,900	520.5309 ZAR
Ordinary NPV	CFD	increasing a long position	2	522.3700 ZAR
Ordinary NPV	CFD	increasing a long position	5,645	524.1224 ZAR
Ordinary NPV	CFD	increasing a long position	1,320	524.9194 ZAR
Ordinary NPV	CFD	increasing a long position	12,850	525.2787 ZAR
Ordinary NPV	CFD	increasing a long position	457	550.0000 ZAR
Ordinary NPV	CFD	increasing a short position	200	22.2600 GBP
Ordinary NPV	CFD	increasing a short position	36,718	22.3661 GBP
Ordinary NPV	CFD	increasing a short position	2,143	22.3796 GBP
Ordinary NPV	CFD	increasing a short position	1,567	22.4589 GBP
Ordinary NPV	CFD	increasing a short position	7,516	22.4668 GBP
Ordinary NPV	CFD	increasing a short position	50	22.4900 GBP
Ordinary NPV	CFD	increasing a short position	90,410	22.4900 GBP
Ordinary NPV	CFD	increasing a short position	360	22.5000 GBP
Ordinary NPV	CFD	increasing a short position	3,715	42.9172 AUD
Ordinary NPV	CFD	increasing a short position	20,630	42.9172 AUD
Ordinary NPV	CFD	increasing a short position	18,080	42.9172 AUD
Ordinary NPV	CFD	increasing a short position	78	42.9300 AUD
Ordinary NPV	CFD	increasing a short position	3,971	42.9602 AUD
Ordinary NPV	CFD	increasing a short position	159	42.9629 AUD
Ordinary NPV	CFD	increasing a short position	139	42.9668 AUD
Ordinary NPV	CFD	increasing a short position	1,677	42.9668 AUD
Ordinary NPV	CFD	increasing a short position	13,624	42.9700 AUD
Ordinary NPV	CFD	increasing a short position	1,580	42.9764 AUD
Ordinary NPV	CFD	increasing a short position	1,053	42.9764 AUD
Ordinary NPV	CFD	increasing a short position	5,008	42.9784 AUD
Ordinary NPV	CFD	increasing a short position	50,120	42.9812 AUD
Ordinary NPV	CFD	increasing a short position	75,442	42.9816 AUD
Ordinary NPV	CFD	increasing a short position	235	42.9889 AUD
Ordinary NPV	CFD	increasing a short position	5,727	42.9929 AUD
Ordinary NPV	CFD	increasing a short position	252	42.9929 AUD
Ordinary NPV	CFD	increasing a short position	297	42.9929 AUD
Ordinary NPV	CFD	increasing a short position	837	42.9929 AUD
Ordinary NPV	CFD	increasing a short position	1,762	42.9929 AUD
Ordinary NPV	CFD	increasing a short position	1,147	42.9929 AUD
Ordinary NPV	CFD	increasing a short position	333	42.9929 AUD
Ordinary NPV	CFD	increasing a short position	153,910	42.9986 AUD
Ordinary NPV	CFD	increasing a short position	10,000	43.0000 AUD
Ordinary NPV	CFD	increasing a short position	1,400	43.0001 AUD
Ordinary NPV	CFD	increasing a short position	3,200	43.0001 AUD
Ordinary NPV	CFD	increasing a short position	3,600	43.0001 AUD
Ordinary NPV	CFD	increasing a short position	2,271	43.0050 AUD
Ordinary NPV	CFD	increasing a short position	153,241	43.0054 AUD
Ordinary NPV	CFD	increasing a short position	1,567	43.0100 AUD
Ordinary NPV	CFD	increasing a short position	10,402	43.3514 AUD
Ordinary NPV	CFD	increasing a short position	50,624	43.3514 AUD
Ordinary NPV	CFD	increasing a short position	57,764	43.3514 AUD
Ordinary NPV	CFD	increasing a short position	26,586	43.4339 AUD
Ordinary NPV	CFD	increasing a short position	22,063	43.5052 AUD
Ordinary NPV	CFD	increasing a short position	1,320	524.9194 ZAR
Ordinary NPV	CFD	increasing a short position	7,205	525.2787 ZAR
Ordinary NPV	CFD	reducing a long position	1,064	22.2127 GBP
Ordinary NPV	CFD	reducing a long position	4,130	22.3105 GBP
Ordinary NPV	CFD	reducing a long position	747	22.3539 GBP
Ordinary NPV	CFD	reducing a long position	462	22.3555 GBP
Ordinary NPV	CFD	reducing a long position	790	22.3703 GBP
Ordinary NPV	CFD	reducing a long position	485	22.3704 GBP
Ordinary NPV	CFD	reducing a long position	4	22.3796 GBP
Ordinary NPV	CFD	reducing a long position	352	22.3816 GBP
Ordinary NPV	CFD	reducing a long position	660	22.3979 GBP
Ordinary NPV	CFD	reducing a long position	520	22.4033 GBP
Ordinary NPV	CFD	reducing a long position	76	22.4657 GBP
Ordinary NPV	CFD	reducing a long position	887	22.4893 GBP
Ordinary NPV	CFD	reducing a long position	35	22.4943 GBP
Ordinary NPV	CFD	reducing a long position	1,023	42.9592 AUD
Ordinary NPV	CFD	reducing a long position	29	42.9629 AUD
Ordinary NPV	CFD	reducing a long position	519	42.9692 AUD
Ordinary NPV	CFD	reducing a long position	15,674	42.9707 AUD
Ordinary NPV	CFD	reducing a long position	4,820	42.9818 AUD
Ordinary NPV	CFD	reducing a long position	2,993	42.9889 AUD
Ordinary NPV	CFD	reducing a long position	630	42.9923 AUD
Ordinary NPV	CFD	reducing a long position	2,900	520.5309 ZAR
Ordinary NPV	CFD	reducing a long position	2	522.3700 ZAR
Ordinary NPV	CFD	reducing a long position	6,067	524.1224 ZAR
Ordinary NPV	CFD	reducing a long position	5,645	525.2787 ZAR
Ordinary NPV	CFD	reducing a long position	13,500	525.3999 ZAR
Ordinary NPV	CFD	reducing a long position	457	550.0000 ZAR
Ordinary NPV	CFD	reducing a short position	101,069	22.1703 GBP
Ordinary NPV	CFD	reducing a short position	200	22.2700 GBP
Ordinary NPV	CFD	reducing a short position	17	22.3382 GBP
Ordinary NPV	CFD	reducing a short position	51,683	22.3493 GBP
Ordinary NPV	CFD	reducing a short position	50	22.3996 GBP
Ordinary NPV	CFD	reducing a short position	7	22.4214 GBP
Ordinary NPV	CFD	reducing a short position	3,157	22.4826 GBP
Ordinary NPV	CFD	reducing a short position	6,536	22.4934 GBP
Ordinary NPV	CFD	reducing a short position	328	22.5000 GBP
Ordinary NPV	CFD	reducing a short position	99	42.9100 AUD
Ordinary NPV	CFD	reducing a short position	3,258	42.9506 AUD
Ordinary NPV	CFD	reducing a short position	30,014	42.9698 AUD
Ordinary NPV	CFD	reducing a short position	18,117	42.9780 AUD
Ordinary NPV	CFD	reducing a short position	13,521	42.9854 AUD
Ordinary NPV	CFD	reducing a short position	5,000	43.1780 AUD
Ordinary NPV	CFD	reducing a short position	100	43.2515 AUD
Ordinary NPV	CFD	reducing a short position	8,700	43.2515 AUD
Ordinary NPV	CFD	reducing a short position	26,400	43.2515 AUD
Ordinary NPV	CFD	reducing a short position	6,000	43.4010 AUD
Ordinary NPV	CFD	reducing a short position	422	524.1224 ZAR
Ordinary NPV	CFD	reducing a short position	13,500	525.3999 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Put	Exercised against	225	49.0064 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	10 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END