Form 8.5 (EPT/RI)- Replacement of BHP Group

Morgan Stanley & Co. Int'l plc

13 May 2024

 

AMENDMENT(2(a))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	552	56.9141 USD	56.5434 USD
ADR	SALES	552	56.9141 USD	56.5434 USD
Ordinary NPV	SALES	247,085	22.7900 GBP	22.6200 GBP
Ordinary NPV	PURCHASES	268,686	22.8000 GBP	22.5950 GBP
Ordinary NPV	SALES	66,109	28.4524 USD	28.3279 USD
Ordinary NPV	PURCHASES	203,239	43.3142 AUD	43.0108 AUD
Ordinary NPV	SALES	123,764	43.3142 AUD	39.3963 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	675	22.6795 GBP
Ordinary NPV	CFD	increasing a long position	1,072	22.6795 GBP
Ordinary NPV	CFD	increasing a long position	21,860	22.6795 GBP
Ordinary NPV	CFD	increasing a long position	212	22.6795 GBP
Ordinary NPV	CFD	increasing a long position	5,453	22.6795 GBP
Ordinary NPV	CFD	increasing a long position	281	22.6795 GBP
Ordinary NPV	CFD	increasing a long position	3,663	22.6983 GBP
Ordinary NPV	CFD	increasing a long position	65,431	43.1433 AUD
Ordinary NPV	CFD	increasing a long position	1,234	523.8338 ZAR
Ordinary NPV	CFD	increasing a long position	3,300	524.1211 ZAR
Ordinary NPV	CFD	increasing a long position	2	524.3200 ZAR
Ordinary NPV	CFD	increasing a long position	57	527.0800 ZAR
Ordinary NPV	CFD	increasing a short position	9,893	22.6620 GBP
Ordinary NPV	CFD	increasing a short position	175	22.6967 GBP
Ordinary NPV	CFD	increasing a short position	3,085	22.7100 GBP
Ordinary NPV	CFD	increasing a short position	28,857	22.7100 GBP
Ordinary NPV	CFD	increasing a short position	362	22.7117 GBP
Ordinary NPV	CFD	increasing a short position	1,843	22.7438 GBP
Ordinary NPV	CFD	increasing a short position	150	43.0828 AUD
Ordinary NPV	CFD	increasing a short position	5,000	43.1350 AUD
Ordinary NPV	CFD	increasing a short position	20,028	43.1423 AUD
Ordinary NPV	CFD	increasing a short position	13,352	43.1423 AUD
Ordinary NPV	CFD	increasing a short position	5,349	43.1581 AUD
Ordinary NPV	CFD	increasing a short position	50,774	43.1679 AUD
Ordinary NPV	CFD	increasing a short position	416	43.1757 AUD
Ordinary NPV	CFD	increasing a short position	437	43.1757 AUD
Ordinary NPV	CFD	increasing a short position	126	43.1757 AUD
Ordinary NPV	CFD	increasing a short position	585	43.1757 AUD
Ordinary NPV	CFD	increasing a short position	165	43.1757 AUD
Ordinary NPV	CFD	increasing a short position	165	43.1757 AUD
Ordinary NPV	CFD	increasing a short position	600	43.1843 AUD
Ordinary NPV	CFD	increasing a short position	6,700	43.1843 AUD
Ordinary NPV	CFD	increasing a short position	300	43.1843 AUD
Ordinary NPV	CFD	increasing a short position	1,400	43.1843 AUD
Ordinary NPV	CFD	increasing a short position	200	43.3800 AUD
Ordinary NPV	CFD	increasing a short position	1,234	523.8338 ZAR
Ordinary NPV	CFD	increasing a short position	57	527.0800 ZAR
Ordinary NPV	CFD	reducing a long position	287	22.6782 GBP
Ordinary NPV	CFD	reducing a long position	10,070	22.6991 GBP
Ordinary NPV	CFD	reducing a long position	2,849	22.7018 GBP
Ordinary NPV	CFD	reducing a long position	211	22.7100 GBP
Ordinary NPV	CFD	reducing a long position	363	22.7100 GBP
Ordinary NPV	CFD	reducing a long position	4,420	22.7338 GBP
Ordinary NPV	CFD	reducing a long position	527	43.1696 AUD
Ordinary NPV	CFD	reducing a long position	22,234	43.1934 AUD
Ordinary NPV	CFD	reducing a long position	567	43.2708 AUD
Ordinary NPV	CFD	reducing a long position	18	43.3089 AUD
Ordinary NPV	CFD	reducing a long position	3,300	524.1211 ZAR
Ordinary NPV	CFD	reducing a long position	2	524.3200 ZAR
Ordinary NPV	CFD	reducing a long position	4,192	524.6539 ZAR
Ordinary NPV	CFD	reducing a short position	362	22.6897 GBP
Ordinary NPV	CFD	reducing a short position	175	22.7000 GBP
Ordinary NPV	CFD	reducing a short position	3,249	22.7145 GBP
Ordinary NPV	CFD	reducing a short position	1,311	22.7400 GBP
Ordinary NPV	CFD	reducing a short position	12,773	22.7519 GBP
Ordinary NPV	CFD	reducing a short position	337	43.0600 AUD
Ordinary NPV	CFD	reducing a short position	7,605	43.0880 AUD
Ordinary NPV	CFD	reducing a short position	500	43.1767 AUD
Ordinary NPV	CFD	reducing a short position	1,467	43.2312 AUD
Ordinary NPV	CFD	reducing a short position	1,711	43.2339 AUD
Ordinary NPV	CFD	reducing a short position	1,140	43.2340 AUD
Ordinary NPV	CFD	reducing a short position	1,455	43.2383 AUD
Ordinary NPV	CFD	reducing a short position	20,000	43.2390 AUD
Ordinary NPV	CFD	reducing a short position	774	43.3000 AUD
Ordinary NPV	CFD	reducing a short position	108	43.3000 AUD
Ordinary NPV	CFD	reducing a short position	678	43.3000 AUD
Ordinary NPV	CFD	reducing a short position	4,192	524.6539 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
Ordinary NPV	CALL	PURCHASING	63,200	2271.0000	European	18/12/2026	3.0789 GBP
Ordinary NPV	PUT	PURCHASING	63,200	2271.0000	European	18/12/2026	3.5171 GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Call	Exercised against	1,080	38.1003 AUD
Ordinary NPV	Short Call	Exercised against	270	38.4756 AUD
Ordinary NPV	Short Call	Exercised against	270	39.9159 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	13 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END