Form 8.5 (EPT/RI)- Replacement of BHP Group

Morgan Stanley & Co. Int'l plc

30 May 2024

 

AMENDMENT(2(d))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	27 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	SALES	290,449	45.2019 AUD	45.0300 AUD
Ordinary NPV	PURCHASES	272,971	45.2035 AUD	44.9400 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	749	45.1027 AUD
Ordinary NPV	CFD	increasing a long position	2,284	45.1500 AUD
Ordinary NPV	CFD	increasing a long position	104	45.2302 AUD
Ordinary NPV	CFD	increasing a long position	814	550.8333 ZAR
Ordinary NPV	CFD	increasing a long position	255	552.0556 ZAR
Ordinary NPV	CFD	increasing a long position	900	552.4713 ZAR
Ordinary NPV	CFD	increasing a short position	496	45.0467 AUD
Ordinary NPV	CFD	increasing a short position	537	45.1400 AUD
Ordinary NPV	CFD	increasing a short position	487	45.1500 AUD
Ordinary NPV	CFD	increasing a short position	814	550.8333 ZAR
Ordinary NPV	CFD	increasing a short position	255	552.0556 ZAR
Ordinary NPV	CFD	reducing a long position	13	44.9664 AUD
Ordinary NPV	CFD	reducing a long position	20	44.9664 AUD
Ordinary NPV	CFD	reducing a long position	1,151	45.1103 AUD
Ordinary NPV	CFD	reducing a long position	212	45.1230 AUD
Ordinary NPV	CFD	reducing a long position	2,170	551.3105 ZAR
Ordinary NPV	CFD	reducing a long position	6,500	552.3466 ZAR
Ordinary NPV	CFD	reducing a short position	1,248	44.9524 AUD
Ordinary NPV	CFD	reducing a short position	473	44.9524 AUD
Ordinary NPV	CFD	reducing a short position	358	44.9524 AUD
Ordinary NPV	CFD	reducing a short position	1,670	44.9524 AUD
Ordinary NPV	CFD	reducing a short position	471	44.9524 AUD
Ordinary NPV	CFD	reducing a short position	1,187	44.9524 AUD
Ordinary NPV	CFD	reducing a short position	679	45.0898 AUD
Ordinary NPV	CFD	reducing a short position	8,449	45.1864 AUD
Ordinary NPV	CFD	reducing a short position	2,170	551.3105 ZAR
Ordinary NPV	CFD	reducing a short position	5,600	552.3266 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Long Call	Exercising	1,050	39.2655 AUD
Ordinary NPV	Short Call	Exercised against	1,050	39.2655 AUD
Ordinary NPV	Short Put	Exercising	924	46.6738 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Conversion	Receiving shares - 159,950	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	30 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END