Form 8.5 (EPT/RI)- Replacement of BHP Group

Morgan Stanley & Co. Int'l plc
30 May 2024
 

AMENDMENT(2(d))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

BHP Group Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

Anglo American plc

(d) Date dealing undertaken:

27 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES-Anglo American plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary NPV

SALES

290,449

45.2019 AUD

45.0300 AUD

Ordinary NPV

PURCHASES

272,971

45.2035 AUD

44.9400 AUD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary NPV

CFD

increasing a long position

749

45.1027 AUD

Ordinary NPV

CFD

increasing a long position

2,284

45.1500 AUD

Ordinary NPV

CFD

increasing a long position

104

45.2302 AUD

Ordinary NPV

CFD

increasing a long position

814

550.8333 ZAR

Ordinary NPV

CFD

increasing a long position

255

552.0556 ZAR

Ordinary NPV

CFD

increasing a long position

900

552.4713 ZAR

Ordinary NPV

CFD

increasing a short position

496

45.0467 AUD

Ordinary NPV

CFD

increasing a short position

537

45.1400 AUD

Ordinary NPV

CFD

increasing a short position

487

45.1500 AUD

Ordinary NPV

CFD

increasing a short position

814

550.8333 ZAR

Ordinary NPV

CFD

increasing a short position

255

552.0556 ZAR

Ordinary NPV

CFD

reducing a long position

13

44.9664 AUD

Ordinary NPV

CFD

reducing a long position

20

44.9664 AUD

Ordinary NPV

CFD

reducing a long position

1,151

45.1103 AUD

Ordinary NPV

CFD

reducing a long position

212

45.1230 AUD

Ordinary NPV

CFD

reducing a long position

2,170

551.3105 ZAR

Ordinary NPV

CFD

reducing a long position

6,500

552.3466 ZAR

Ordinary NPV

CFD

reducing a short position

1,248

44.9524 AUD

Ordinary NPV

CFD

reducing a short position

473

44.9524 AUD

Ordinary NPV

CFD

reducing a short position

358

44.9524 AUD

Ordinary NPV

CFD

reducing a short position

1,670

44.9524 AUD

Ordinary NPV

CFD

reducing a short position

471

44.9524 AUD

Ordinary NPV

CFD

reducing a short position

1,187

44.9524 AUD

Ordinary NPV

CFD

reducing a short position

679

45.0898 AUD

Ordinary NPV

CFD

reducing a short position

8,449

45.1864 AUD

Ordinary NPV

CFD

reducing a short position

2,170

551.3105 ZAR

Ordinary NPV

CFD

reducing a short position

5,600

552.3266 ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

Ordinary NPV

Long Call

Exercising

1,050

39.2655 AUD

Ordinary NPV

Short Call

Exercised against

1,050

39.2655 AUD

Ordinary NPV

Short Put

Exercising

924

46.6738 AUD

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

Ordinary NPV

Conversion

Receiving shares - 159,950

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

30 May 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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