Form 8 (DD) - BHP Group

Goldman Sachs Financial Markets Pty

17 May 2024

 

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	Advisor to ANGLO AMERICAN PLC
(e) Date dealing undertaken:	16 May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	Ordinary NPV
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,045,657	0.13	9,630,494	0.18
(2) Cash-settled derivatives:	9,619,362	0.18	7,034,521	0.13
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0.00	0	0.00
TOTAL:	16,665,019	0.32	16,665,015	0.32

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

(i)         Party to an offer or person acting in concert (except for a principal trader in the same group as a connected advisor)

Class of relevant security	Purchase/sale	Number of securities	Price per unit

(ii)        Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected advisor

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	446,837	44.6023 AUD	44.5400 AUD
Ordinary NPV	Sales	344,579	44.6745 AUD	44.4697 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	1,317	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	29,823	44.0900 AUD
Ordinary NPV	CFD	Increasing a short position	4,619	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	29,823	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	12,791	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	8,845	44.0900 AUD
Ordinary NPV	CFD	Opening a short position	5,600	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	8,845	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	1,317	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	100	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	100	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	12,791	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	78	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	974	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	5,600	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	4,619	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	974	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	78	44.0900 AUD
Ordinary NPV	CFD	Opening a long position	288	44.4697 AUD
Ordinary NPV	CFD	Opening a long position	100	44.5400 AUD
Ordinary NPV	CFD	Opening a long position	8,845	44.5400 AUD
Ordinary NPV	CFD	Increasing a short position	6,421	44.5400 AUD
Ordinary NPV	CFD	Increasing a long position	643	44.5400 AUD
Ordinary NPV	CFD	Increasing a short position	974	44.5400 AUD
Ordinary NPV	CFD	Reducing a short position	11,631	44.5400 AUD
Ordinary NPV	CFD	Opening a short position	52,184	44.5419 AUD
Ordinary NPV	CFD	Reducing a long position	122,670	44.5419 AUD
Ordinary NPV	CFD	Reducing a short position	106	44.5523 AUD
Ordinary NPV	CFD	Reducing a short position	95,072	44.5631 AUD
Ordinary NPV	CFD	Opening a long position	122,670	44.5631 AUD
Ordinary NPV	CFD	Reducing a short position	517	44.5643 AUD
Ordinary NPV	CFD	Increasing a long position	1,374	44.5646 AUD
Ordinary NPV	CFD	Reducing a short position	4,895	44.5701 AUD
Ordinary NPV	CFD	Opening a short position	5,600	44.5866 AUD
Ordinary NPV	CFD	Reducing a short position	156	44.5868 AUD
Ordinary NPV	CFD	Increasing a short position	5,756	44.5876 AUD
Ordinary NPV	CFD	Opening a short position	78	44.5924 AUD
Ordinary NPV	CFD	Opening a short position	1,317	44.5969 AUD
Ordinary NPV	CFD	Reducing a long position	288	44.5969 AUD
Ordinary NPV	CFD	Reducing a short position	124	44.5998 AUD
Ordinary NPV	CFD	Opening a short position	4,775	44.6023 AUD
Ordinary NPV	CFD	Increasing a long position	29,253	44.6086 AUD
Ordinary NPV	CFD	Reducing a long position	3,533	44.6113 AUD
Ordinary NPV	CFD	Opening a short position	30,445	44.6113 AUD
Ordinary NPV	CFD	Reducing a short position	15	44.6400 AUD
Ordinary NPV	CFD	Increasing a short position	151	44.6971 AUD
Ordinary NPV	CFD	Opening a long position	3,533	44.6999 AUD
Ordinary NPV	CFD	Opening a long position	974	44.7000 AUD
Ordinary NPV	CFD	Reducing a short position	150	44.7000 AUD
Ordinary NPV	CFD	Opening a long position	12,791	44.7000 AUD
Ordinary NPV	SWAP	Reducing a short position	2,133	44.0900 AUD
Ordinary NPV	SWAP	Opening a short position	70	44.0900 AUD
Ordinary NPV	SWAP	Reducing a long position	2,133	44.0900 AUD
Ordinary NPV	SWAP	Opening a long position	70	44.0900 AUD
Ordinary NPV	SWAP	Reducing a short position	242	44.5311 AUD
Ordinary NPV	SWAP	Reducing a short position	442	44.5311 AUD
Ordinary NPV	SWAP	Reducing a short position	2,698	44.5333 AUD
Ordinary NPV	SWAP	Increasing a short position	212,645	44.5400 AUD
Ordinary NPV	SWAP	Reducing a short position	70	44.5720 AUD
Ordinary NPV	SWAP	Opening a long position	2,133	44.6105 AUD
Ordinary NPV	SWAP	Reducing a short position	43,472	44.6745 AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	NO
Supplemental Form 8 (SBL)	YES

Date of disclosure:	17 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (SBL)

DETAILS OF SECURITIES BORROWING AND LENDING AND

FINANCIAL COLLATERAL ARRANGEMENTS BY

PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT

Note 5(l) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form relates:	BHP GROUP LIMITED

2.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS

Class of relevant security:	Ordinary NPV
	Number	%
Securities borrowed:	3,390,577	0.06
Securities lent (including securities subject to a security financial collateral arrangement with right of use or a title transfer collateral arrangement):	845,189	0.01

Details of borrowed relevant securities which have been either on-lent or sold do not need to be disclosed.

3.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS

Class of relevant security	Nature of transaction e.g. securities lending/borrowing, delivery/receipt of recalled securities, entering into financial collateral arrangement with right of use, entering into title transfer collateral arrangement etc.	Number of securities
Ordinary NPV	Loan (New)	7,681
Ordinary NPV	Loan (Full Return)	6,653
Ordinary NPV	Loan (Full Return)	3,277
Ordinary NPV	Loan (New)	1,777
Ordinary NPV	Loan (New)	516
Ordinary NPV	Loan (New)	6,127
Ordinary NPV	Loan (Full Return)	13,364
Ordinary NPV	Loan (New)	10,092
Ordinary NPV	Loan (Full Return)	516
Ordinary NPV	Loan (Full Return)	1,777
Ordinary NPV	Loan (Full Return)	10,092
Ordinary NPV	Loan (Full Return)	1,285
Ordinary NPV	Loan (New)	15,242
Ordinary NPV	Loan (New)	53,266
Ordinary NPV	Loan (Partial Return)	53,266
Ordinary NPV	Borrow (New)	16,247
Ordinary NPV	Loan (New)	6,653
Ordinary NPV	Loan (Full Return)	16,049
Ordinary NPV	Loan (Full Return)	15,242
Ordinary NPV	Loan (Full Return)	7,681
Ordinary NPV	Loan (New)	16,049
Ordinary NPV	Borrow (New)	898,885
Ordinary NPV	Borrow (Full Return)	898,885
Ordinary NPV	Loan (Full Return)	6,127
Ordinary NPV	Loan (New)	13,364
Ordinary NPV	Loan (New)	1,285
Ordinary NPV	Loan (New)	3,277

The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdisclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END