Form 8 (DD) - [offeree/ror] - BHP

Goldman Sachs Financial Markets Pty

21 May 2024

 

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	Advisor to ANGLO AMERICAN PLC
(e) Date dealing undertaken:	20 May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	Ordinary NPV
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,121,368	0.14	9,529,432	0.18
(2) Cash-settled derivatives:	9,530,253	0.18	7,122,185	0.14
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0.00	0	0.00
TOTAL:	16,651,621	0.32	16,651,617	0.32

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

(i)         Party to an offer or person acting in concert (except for a principal trader in the same group as a connected advisor)

Class of relevant security	Purchase/sale	Number of securities	Price per unit

(ii)        Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected advisor

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	427,538	45.9105 AUD	45.7237 AUD
Ordinary NPV	Sales	265,656	45.9942 AUD	45.7109 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a short position	50,000	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	1,560	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	27,538	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	293	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	1,560	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	293	44.8900 AUD
Ordinary NPV	CFD	Increasing a long position	817	44.8900 AUD
Ordinary NPV	CFD	Opening a long position	412	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	27,538	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	16,000	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	16,000	44.8900 AUD
Ordinary NPV	CFD	Increasing a short position	817	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	50,000	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	412	44.8900 AUD
Ordinary NPV	CFD	Opening a short position	2,136	45.6900 AUD
Ordinary NPV	CFD	Increasing a short position	936	45.7200 AUD
Ordinary NPV	CFD	Increasing a short position	472	45.7200 AUD
Ordinary NPV	CFD	Opening a short position	1,560	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	283	45.7697 AUD
Ordinary NPV	CFD	Opening a long position	293	45.7697 AUD
Ordinary NPV	CFD	Opening a long position	412	45.7741 AUD
Ordinary NPV	CFD	Opening a short position	283	45.7749 AUD
Ordinary NPV	CFD	Opening a short position	2,451	45.7830 AUD
Ordinary NPV	CFD	Opening a long position	16,000	45.8032 AUD
Ordinary NPV	CFD	Reducing a long position	50,000	45.8047 AUD
Ordinary NPV	CFD	Opening a long position	50,000	45.8047 AUD
Ordinary NPV	CFD	Opening a short position	27,538	45.8154 AUD
Ordinary NPV	CFD	Reducing a long position	2,753	45.8154 AUD
Ordinary NPV	CFD	Opening a long position	27,538	45.8195 AUD
Ordinary NPV	CFD	Reducing a short position	6	45.8200 AUD
Ordinary NPV	CFD	Opening a short position	110,019	45.8228 AUD
Ordinary NPV	CFD	Reducing a long position	27,643	45.8228 AUD
Ordinary NPV	CFD	Increasing a long position	146	45.8252 AUD
Ordinary NPV	CFD	Increasing a short position	101	45.8291 AUD
Ordinary NPV	CFD	Reducing a short position	67,479	45.8308 AUD
Ordinary NPV	CFD	Opening a long position	27,643	45.8308 AUD
Ordinary NPV	CFD	Reducing a short position	76	45.8312 AUD
Ordinary NPV	CFD	Reducing a short position	918	45.8468 AUD
Ordinary NPV	CFD	Reducing a short position	10,606	45.8557 AUD
Ordinary NPV	CFD	Increasing a short position	1,165	45.8593 AUD
Ordinary NPV	CFD	Reducing a short position	12,202	45.8625 AUD
Ordinary NPV	CFD	Reducing a short position	1,793	45.8806 AUD
Ordinary NPV	CFD	Opening a long position	2,753	45.8806 AUD
Ordinary NPV	CFD	Increasing a short position	392	45.9467 AUD
Ordinary NPV	CFD	Opening a long position	1,560	46.0100 AUD
Ordinary NPV	CFD	Reducing a short position	432	46.0100 AUD
Ordinary NPV	CFD	Increasing a short position	146	46.0100 AUD
Ordinary NPV	CFD	Increasing a short position	8,209	46.0100 AUD
Ordinary NPV	SWAP	Reducing a short position	9,824	44.8900 AUD
Ordinary NPV	SWAP	Reducing a long position	9,824	44.8900 AUD
Ordinary NPV	SWAP	Reducing a long position	91,590	44.8900 AUD
Ordinary NPV	SWAP	Reducing a short position	91,590	44.8900 AUD
Ordinary NPV	SWAP	Reducing a short position	301	45.7109 AUD
Ordinary NPV	SWAP	Reducing a short position	18,629	45.7131 AUD
Ordinary NPV	SWAP	Reducing a short position	1,046	45.7131 AUD
Ordinary NPV	SWAP	Increasing a short position	147,635	45.7607 AUD
Ordinary NPV	SWAP	Reducing a short position	15,000	45.8188 AUD
Ordinary NPV	SWAP	Opening a long position	9,824	45.8566 AUD
Ordinary NPV	SWAP	Opening a short position	91,590	45.9222 AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	NO
Supplemental Form 8 (SBL)	YES

Date of disclosure:	21 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (SBL)

DETAILS OF SECURITIES BORROWING AND LENDING AND

FINANCIAL COLLATERAL ARRANGEMENTS BY

PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT

Note 5(l) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form relates:	BHP GROUP LIMITED

2.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS

Class of relevant security:	Ordinary NPV
	Number	%
Securities borrowed:	3,304,566	0.06
Securities lent (including securities subject to a security financial collateral arrangement with right of use or a title transfer collateral arrangement):	704,609	0.01

Details of borrowed relevant securities which have been either on-lent or sold do not need to be disclosed.

3.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS

Class of relevant security	Nature of transaction e.g. securities lending/borrowing, delivery/receipt of recalled securities, entering into financial collateral arrangement with right of use, entering into title transfer collateral arrangement etc.	Number of securities
Ordinary NPV	Loan (New)	46,693
Ordinary NPV	Loan (Partial Return)	15,120
Ordinary NPV	Loan (Partial Return)	46,693
Ordinary NPV	Borrow (Partial Return)	102,258

The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdisclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END