3i Smaller Quoted Co's Trust PLC
7 November 2000
NOTIFICATION OF INTEREST(S) IN SHARES UNDER SECTION 198 COMPANIES
ACT 1985 ('THE ACT')
3i SMALLER QUOTED COMPANIES TRUST plc
This notification supersedes any previous notification from AXA Investment
Managers UK Ltd.
We are writing on behalf of AXA S.A. of 40 rue du Colisee, 75008 Paris and its
subsidiaries who are deemed to have an interest in these shares.
AXA S.A. knows that they were interested in 2,636,727 ord 25p shares in the
57,718,523 share capital immediately after the time when the obligation of
disclosure arose pursuant to section 198 of the Act. These shares represent by a
material interest of 1,859,132 shares (3.22%) and a non-material interest of
777,595 shares (1.35%).
The identity of each registered holder of the shares to which this notice
relates, so far as known to AXA Investment Managers UK Ltd, as at 03/11/00, is
as per the Appendix below.
This notification of change is due to an increase in the material holdings from
2.96% to 3.22%.
DISCLOSURE OF INTEREST IN SHARES OF
APPENDIX - NOTICE UNDER SECTION 198 OF THE COMPANIES ACT 1985
3I SMALLER QUOTED COMPANIES TRUST plc ord 25p shares
Total number of shares held as at 03/11/00 was 2,636,727 the
breakdown of which is set out below:
Name of the Number of Particulars of Registered as
Company / Fund Shares Beneficial Owners
Pan Euro UK Secure 677,595 Pan Euro UK Secure Barclays
Growth Growth Nominees Ltd
(Non Material)
Sun Life Global 100,000 Trustees of the Sun Life Bank Generale
Management Ltd Global Management Luxembourg
Distribution Distribution Midland Bank
(Non Material)
Sun Life Pensions 34,800 Sun Life Pensions HSBC Global
Management Ltd A/c Management Ltd Custody Nominee
X (Material) (UK) Limited
Sun Life Pensions 37,200 Sun Life Pensions HSBC Global
Management Ltd A/c Management Ltd Custody
X (Material) Nominee
(UK) Limited
Sun Life Pensions 37,200 Sun Life Pensions HSBC Global
Management Ltd A/c Management Ltd Custody
X (Material) Nominees
(UK) Limited
Sun Life Pensions 37,200 Sun Life Pensions HSBC Global
Management Ltd A/c Management Ltd Custody
X (Material) Nominees
(UK) Limited
Sun Life Unit 1,693,989 Sun Life Unit HSBC Global
Assurance Ltd A/c Assurance Ltd Custody Nominee
K (Material) (UK) Limited
Sun Life Pensions 7,500 Sun Life Pensions Smith &
Management Ltd Management Ltd Williamson
(Material) Nominees Ltd
Sun Life Pensions 11,243 Sun Life Pensions RBSTB Nominees
Management Ltd Management Ltd Designation
(Material) Sunpen
Holding as % of
Issued Capital
Total Matrerial 1,859,132 3.22%
Total Non-Material 777,595 1.35%
TOTAL 2,636,727 4.57%
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
Please note, this site uses cookies. Some of the cookies are essential for parts of the site to operate and have already been set. You may delete and block all cookies from this site, but if you do, parts of the site may not work. To find out more about the cookies used on Investegate and how you can manage them, see our Privacy and Cookie Policy
To continue using Investegate, please confirm that you are a private investor as well as agreeing to our Privacy and Cookie Policy & Terms.