Holding(s) in Company

RNS Number : 1930H

Swallowfield PLC

15 August 2016

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Swallowfield plc

2 Reason for the notification (delete as appropriate):

An acquisition or disposal of voting rights

3. Full name of person(s) subject to the notification obligation:

SFM UK Management LLP, SFM UK Holdings Limited, Soros Fund Management LLC

4. Full name of shareholder(s) (if different from 3.): Morgan Stanley & Co. LLC

5. Date of the transaction and date on which the threshold is crossed or reached:

12 August 2016

6. Date on which issuer notified:

15 August 2016

7. Threshold(s) that is/are crossed or reached: 10%, 11% and 12%

8. Notified details:

A: Voting rights attached to shares

Class/type of shares if possible using the ISIN CODE		Situation previous to the triggering transaction
		Number of Shares			Number of Voting Rights
GB0008667304		1,653,000			1,653,000
Class/type of shares if possible using the ISIN CODE	Resulting situation after the triggering transaction
	Number of shares		Number of voting rights			% of  voting rights
	Direct		Direct	Indirect		Direct	Indirect
	N/A		N/A	2,103,000		N/A	12.46%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction
Type of financial instrument	Expiration date	Exercise/ Conversion Period	Number of voting rights that may be acquired if the instrument is exercised/ converted.	% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction
Type of financial instrument	Exercise price	Expiration date	Exercise/ Conversion period	Number of voting rights instrument refers to	% of voting rights
					Nominal	Delta

Total (A+B+C)

Number of voting rights	Percentage of voting rights
2,103,000	12.46%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Soros Fund Management LLC is a parent undertaking of SFM UK Holdings Limited, which is a parent undertaking of SFM UK Management LLP.

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information: N/A

14. Contact name: Jade Cornell

15. Contact telephone number: 020 7758 4800

 

END

 

 

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