Holding(s) in Company
Britvic plc
04 March 2008
TR-1(i): notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing BRITVIC plc
shares to which voting rights are attached(ii):
2. Reason for the notification (please tick the appropriate box or boxes)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments which may result in the acquisition of
shares already issued to which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation AXA SA, 25 Avenue Matignon, 75008 Paris
(iii): and its group of companies
4. Full name of shareholder(s) (if different from 3.)(iv):
5. Date of the transaction (and date on which the threshold is 03/03/2008
crossed or reached if different)(v):
6. Date on which issuer notified: 04/03/2008
7. Threshold(s) that is/are crossed or reached: 14%
8. Notified details:
A: Voting rights attached to shares
Class/type of Situation previous to Resulting situation after the triggering transaction(vii)
shares the Triggering
transaction (vi)
if possible Number of Number of Number of Number of voting rights % of voting rights
using the ISIN Shares Voting shares ix
CODE Rights
viii Direct Direct x Indirect xi Direct Indirect
Ord 30,227,533 30,227,533 5,140,314 5,140,314 25,195,406 2.38% 11.66%
B0N8QD5
B: Financial Instruments
Resulting situation after the triggering transaction xii
Type of financial Expiration date Exercise/ Conversion Number of voting rights % of voting
instrument xiii Period/ Date xiv that may be acquired if rights
the instrument is
exercised/ converted.
- - - - -
Total (A+B)
Number of voting rights % of voting rights
30,335,720 14.04%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively
held, if applicable xv:
Name of Company/Fund No. of Shares % of issued capital Direct/Indirect
AXA Sun Life plc (formerly Axa Equity & Law 381,570 0.17662 Direct
Life Assurance Society plc)
AXA Rosenberg 568,000 0.26292 Direct
Sun Life Unit Assurance Ltd A/c X 95,384 0.04415 Direct
Sun Life Unit Assurance Ltd A/c X 238,461 0.11038 Direct
Sun Life Unit Assurance Ltd A/c X 238,462 0.11038 Direct
AXA UK Investment Co ICVC Distribution Fund 200,000 0.09258 Indirect
AXA UK Investment Co ICVC Ethical Fund 125,000 0.05786 Indirect
AXA UK Investment Co ICVC Extra Income Fund 50,000 0.02314 Indirect
AXA UK Investment Co ICVC UK Equity Income Fund 275,000 0.12729 Indirect
PPP Healthcare Group plc 34,300 0.01588 Direct
Sun Life Pensions Management Ltd 50,000 0.02314 Direct
Sun Life Pensions Management Ltd A/c 238,462 0.11038 Direct
Sun Life Assurance Society Plc 226,430 0.10481 Direct
AXA Rosenberg 432,000 0.19997 Direct
AXA Insurance UK 151,285 0.07003 Direct
AXA UK Group Pension Scheme 100,000 0.04629 Indirect
AXA Financial, Inc 18,837,008 8.71931 Indirect
Sun Life International (IOM) Ltd. 500,000 0.23144 Direct
AXA Rosenberg 5,460,698 2.52766 Indirect
AXA Financial, Inc 147,700 0.06837 Indirect
Sun Life Unit Assurance Ltd LTAV UK Equity 40,000 0.01852 Direct
Sun Life Unit Assurance Ltd ABL High Alpha 210,200 0.09730 Direct
Sun Life Unit Assurance Ltd FTSE All Share 37,676 0.01744 Direct
Tracker
Sun Life Pensions Management LTAV UK Equity 276,103 0.12780 Direct
Sun Life Pensions Management ABL High Alpha 1,014,200 0.46945 Direct
Sun Life Pensions Management FTSE All Share 190,635 0.08824 Direct
Tracker
AXA Sun Life With Profits Passive 144,422 0.06685 Direct
AXA Sun Life With Profits Passive 72,724 0.03366 Direct
Total Direct 5,140,314 2.37936
Total Indirect 25,195,406 11.66250
TOTAL 30,335,720 14.04186
Proxy Voting:
10. Name of the proxy holder: -
11. Number of voting rights proxy holder will cease to hold: -
12. Date on which proxy holder will cease to hold voting -
rights:
13. Additional information: -
14. Contact name: John Price, Company Secretary, Britvic plc
15. Contact telephone number: +44 (0) 1245 261871
Notes
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(i) This form is to be sent to the issuer or underlying issuer and
to be filed with the competent authority.
(ii) Either the full name of the legal entity or another method
for identifying the issuer or underlying issuer, provided it is reliable and
accurate.
(iii) This should be the full name of (a) the shareholder; (b) the
person acquiring, disposing of or exercising voting rights in the cases provided
for in DTR5.2.1 (b) to (h); (c) all the parties to the agreement referred to in
DTR5.2.1 (a), or (d) the direct or indirect holder of financial instruments
entitled to acquire shares already issued to which voting rights are attached,
as appropriate.
In relation to the transactions referred to in points DTR5.2.1 (b) to (h), the
following list is provided as indication of the persons who should be mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the person that
acquires the voting rights and is entitled to exercise them under the agreement
and the natural person or legal entity who is transferring temporarily for
consideration the voting rights;
- in the circumstances foreseen in DTR 5.2.1 (c), the person
holding the collateral, provided the person or entity controls the voting rights
and declares its intention of exercising them, and person lodging the collateral
under these conditions;
- in the circumstances foreseen in DTR5.2.1(d), the person who has
a life interest in shares if that person is entitled to exercise the voting
rights attached to the shares and the person who is disposing of the voting
rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the parent
undertaking and, provided it has a notification duty at an individual level
under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those
situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker
of the shares, if he can exercise the voting rights attached to the shares
deposited with him at his discretion, and the depositor of the shares allowing
the deposit taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the person that
controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder,
if he can exercise the voting rights at his discretion, and the shareholder who
has given his proxy to the proxy holder allowing the latter to exercise the
voting rights at his discretion.
(iv) Applicable in the cases provided for in DTR 5.2.1 (b) to (h).
This should be the full name of the shareholder or holder of financial
instruments who is the counterparty to the natural person or legal entity
referred to in DTR5.2.
(v) The date of the transaction should normally be, in the case of
an on exchange transaction, the date on which the matching of orders occurs; in
the case of an off exchange transaction, date of the entering into an agreement.
The date on which threshold is crossed should normally be the date on which the
acquisition, disposal or possibility to exercise voting rights takes effect (see
DTR 5.1.1R (3)). For passive crossings, the date when the corporate event took
effect.
These dates will usually be the same unless the transaction is subject to a
condition beyond the control of the parties.
(vi) Please refer to the situation disclosed in the previous
notification, In case the situation previous to the triggering transaction was
below 3%, please state 'below 3%'.
vii If the holding has fallen below the minimum threshold , the notifying party
should not be obliged to disclose the extent of the holding, only that the new
holding is less than 3%.
For the case provided for in DTR5.2.1(a), there should be no disclosure of
individual holdings per party to the agreement unless a party individually
crosses or reaches an Article 9 threshold. This applies upon entering into,
introducing changes to or terminating an agreement.
viii Direct and indirect
ix In case of combined holdings of shares with voting rights
attached 'direct holding' and voting rights 'indirect holdings', please split
the voting rights number and percentage into the direct and indirect columns-if
there is no combined holdings, please leave the relevant box blank.
X Voting rights attached to shares in respect of which the
notifying party is a direct shareholder (DTR 5.1)
xi Voting rights held by the notifying party as an indirect
shareholder (DTR 5.2.1)
xii If the holding has fallen below the minimum threshold, the
notifying party should not be obliged to disclose the extent of the holding,
only that the new holding is below 3%.
xiii date of maturity / expiration of the finical instrument i.e.
the date when the right to acquire shares ends.
xiv If the financial instrument has such a period-please
specify the period- for example once every three months starting from the (date)
xv The notification should include the name(s) of the controlled
undertakings through which the voting rights are held. The notification should
also include the amount of voting rights and the percentage held by each
controlled undertaking, insofar as individually the controlled undertaking holds
3% or more, and insofar as the notification by the parent undertaking is
intended to cover the notification obligations of the controlled undertaking.
xvi This annex is only to be filed with the competent authority.
xvii Whenever another person makes the notification on behalf of the
shareholder or the natural person/legal entity referred to in DTR5.2 and
DTR5.3.
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