Director/PDMR Shareholding

RNS Number : 9802V

Brooks Macdonald Group PLC

08 November 2017

 

Brooks Macdonald Group plc

(the "Company")

Director / PDMR Shareholding

The Company announces that, on 3 November 2017, it granted awards under the Company's Long Term Incentive Scheme Award ("LTIS Award") to certain employees, including a number of PDMRs (details set out below).

PDMR	Number of shares granted under LTIS Award	Date of Grant	Vesting Date
Caroline Connellan	1,525	3 November 2017	3 November 2020
Andrew Shepherd	4,069	3 November 2017	3 November 2020
Simon Jackson	2,238	3 November 2017	3 November 2020
Nick Holmes	4,069	3 November 2017	3 November 2020
Richard Spencer	2,746	3 November 2017	3 November 2020
Simon Wombwell	2,238	3 November 2017	3 November 2020
Simon Broomfield	1,525	3 November 2017	3 November 2020
Darren Zaman	5,188	3 November 2017	3 November 2020

Part of the LTIS Awards relate to the deferred element of bonuses awarded to the PDMRs. The vesting of the LTIS Awards are subject to ongoing employment with the Company and (save for in circumstances where the LTIS Award relates to the deferred bonus award) the achievement of certain performance conditions. Subject to the rules of the LTIS Awards, they will vest on the above mentioned dates and remain exercisable until the tenth anniversary of the grant date.

The LTIS awards have been granted in the form of an option with an exercise price per share of £0.01.

The Company has received notice that, on 7 November 2017, certain employees exercised options over a total of 1,168 ordinary shares of 1p each in the Company in accordance with the rules, and due to the maturation of, the Barclays Sharesave Scheme 2014. 

Pursuant to the exercise of these options, the Company has made an application today to the London Stock Exchange for 1,168 new ordinary shares to be admitted to trading on AIM ("Admission"). It is expected that Admission will become effective on 14 November 2017.

The Company has also received notice that, on 8 November 2017, Simon Jackson, the Company's Finance Director and PDMR, has transacted in ordinary shares of 1p each in the Company (details below).

Following this notification, the Company has 13,816,431 Ordinary Shares in issue.

ANNEX

Template for notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Caroline Connellan
2	Reason for the notification
a)	Position/status	Chief Executive Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
	Identification code	BRK ISIN GB00B067N833
b)	Nature of the transaction	Grant of options over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc under the LTIS Award
c)	Price(s) and volume(s)		Volume granted: 1,525 Exercise Price(s): £0.01
d)	Aggregated information	Aggregated volume: 1,525 options
		Aggregated price: n/a
e)	Date of the transaction	3 November 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Andrew Shepherd
2	Reason for the notification
a)	Position/status	Deputy Chief Executive Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
	Identification code	BRK ISIN GB00B067N833
b)	Nature of the transaction	Grant of options over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc under the LTIS Award
c)	Price(s) and volume(s)		Volume granted: 4,069 Exercise Price(s): £0.01
d)	Aggregated information	Aggregated volume: 4,069 options
		Aggregated price: n/a
e)	Date of the transaction	3 November 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Simon Jackson
2	Reason for the notification
a)	Position/status	Finance Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
	Identification code	BRK ISIN GB00B067N833
b)	Nature of the transaction	Grant of options over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc under the LTIS Award
c)	Price(s) and volume(s)		Volume granted: 2,238 Exercise Price(s): £0.01
d)	Aggregated information	Aggregated volume: 2,238 options
		Aggregated price: n/a
e)	Date of the transaction	3 November 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of 1p each
	Identification code	BRK ISIN GB00B067N833
b)	Nature of the transaction	Simon Jackson has sold 2,067 Ordinary Shares from his share account
c)	Price(s) and volume(s)		Volume granted: 2,067 Price(s): £19.55
d)	Aggregated information	Aggregated volume: 2,067
		Aggregated price: £40,409.85
e)	Date of the transaction	8 November 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Nick Holmes
2	Reason for the notification
a)	Position/status	Managing Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
	Identification code	BRK ISIN GB00B067N833
b)	Nature of the transaction	Grant of options over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc under the LTIS Award
c)	Price(s) and volume(s)		Volume granted: 4,069 Exercise Price(s): £0.01
d)	Aggregated information	Aggregated volume: 4,069 options
		Aggregated price: n/a
e)	Date of the transaction	3 November 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Richard Spencer
2	Reason for the notification
a)	Position/status	Chief Investment Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
	Identification code	BRK ISIN GB00B067N833
b)	Nature of the transaction	Grant of options over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc under the LTIS Award
c)	Price(s) and volume(s)		Volume granted: 2,746 Exercise Price(s): £0.01
d)	Aggregated information	Aggregated volume: 2,746 options
		Aggregated price: n/a
e)	Date of the transaction	3 November 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Simon Wombwell
2	Reason for the notification
a)	Position/status	Head of UK Distribution
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
	Identification code	BRK ISIN GB00B067N833
b)	Nature of the transaction	Grant of options over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc under the LTIS Award
c)	Price(s) and volume(s)		Volume granted: 2,238 Exercise Price(s): £0.01
d)	Aggregated information	Aggregated volume: 2,238 options
		Aggregated price: n/a
e)	Date of the transaction	3 November 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Simon Broomfield
2	Reason for the notification
a)	Position/status	Head of Group Governance
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
	Identification code	BRK ISIN GB00B067N833
b)	Nature of the transaction	Grant of options over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc under the LTIS Award
c)	Price(s) and volume(s)		Volume granted: 1,525 Exercise Price(s): £0.01
d)	Aggregated information	Aggregated volume: 1.525 options
		Aggregated price: n/a
e)	Date of the transaction	3 November 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Darren Zaman
2	Reason for the notification
a)	Position/status	Chief Executive Officer (offshore business)
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Brooks Macdonald Group plc
b)	LEI	213800WRDF8LB8MIEX37
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc
	Identification code	BRK ISIN GB00B067N833
b)	Nature of the transaction	Grant of options over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc under the LTIS Award
c)	Price(s) and volume(s)		Volume granted: 5,188 Exercise Price(s): £0.01
d)	Aggregated information	Aggregated volume: 5,188 options
		Aggregated price: n/a
e)	Date of the transaction	3 November 2017
f)	Place of the transaction	London Stock Exchange, AIM Market (XLON)

Enquiries:

Brooks Macdonald Group PLC
Caroline Connellan, Chief Executive	[phone]
Simon Jackson, Finance Director
Peel Hunt LLP
Guy Wiehahn	[phone]

 

END

 

 

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