TR-1: notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Brooks Macdonald Group Plc |
||||||||
2. Reason for the notification (please tick the appropriate box or boxes) |
|
||||||||
An acquisition or disposal of voting rights |
X |
||||||||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||||||||
An event changing the breakdown of voting rights |
|
||||||||
Other (please specify):___________________________________________ |
|
||||||||
3. Full name of person(s) subject to the notification obligation: |
Octopus Investments Limited |
||||||||
4. Full name of shareholder(s) (if different from 3.): |
|
||||||||
Fund Managing Co |
Number of Shares held |
Issued Share Capital |
Percentage of Issued Shared Capital |
UK Registered Owner |
Beneficial Owner |
||||
Octopus Investments Limited |
161,840 |
|
1.62% |
Octopus Investments Nominees Limited |
Octopus Investments Nominees Limited |
||||
Octopus Investments Limited |
236,711 |
|
2.37% |
Capita Trust Company Limited |
Close Brothers AIM VCT |
||||
Octopus Investments Limited |
71,429 |
|
0.72% |
HSBC Bank plc |
Close Second AIM VCT plc |
||||
|
469,980 |
9,985,000 |
4.71% |
|
|
||||
5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
01/08/2008 |
||||||||
6. Date on which issuer notified: |
06/08/2008 |
||||||||
7. Threshold(s) that is/are crossed or reached: |
4% |
||||||||
8. Notified details: |
n/a |
A: Voting rights attached to shares |
|||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
|||
|
Direct |
Indirect |
Direct |
Indirect |
|||
GB00B067N833 |
161,840 |
161,840 |
469,980 |
469,980 |
- |
4.71% |
- |
B: Financial Instruments |
|||||||
Resulting situation after the triggering transaction |
|||||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||
- |
- |
- |
- |
- |
|||
Total (A+B) |
|||||||
Number of voting rights |
% of voting rights |
||||||
469,980 |
4.71% |
||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
|||||||
n/a |
Proxy Voting: |
|
10. Name of the proxy holder: |
n/a |
11. Number of voting rights proxy holder will cease to hold: |
n/a |
12. Date on which proxy holder will cease to hold voting rights: |
n/a |
13. Additional information: |
- |
14. Contact name: |
Simon Jackson |
15. Contact telephone number: |
simon.jackson@brooksmacdonald.com |