Standard Form TR-1
Voting rights attached to shares- Article 12(1) of directive 2004/109/EC
Financial instruments - Article 11(3) of the Commission Directive 2007/14/EC
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: C & C GROUP PLC
2. Reason for the notification (please tick the appropriate box or boxes):
[X] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
[ ] an event changing the breakdown of voting rights
[ ] other
3. Full name of person(s) subject to the notification obligation: FMR LLC
4. Full name of shareholder(s) (if different from 3.):
5. Date of the transaction and date on which the threshold is crossed or reached: 20 November 2014
6. Date on which issuer notified: 21 November 2014
7. Threshold(s) that is/are crossed or reached: 5%
8. Notified details:
A) Voting rights attached to shares |
|||||||
Class/type of shares (if possible using the ISIN CODE) |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of Shares |
Number of Voting rights |
Number of shares |
Number of voting rights |
% of voting rights |
|||
Indirect |
Direct |
Indirect |
Direct |
Indirect |
|||
IE00B010DT83 |
17,378,984 |
17,378,984 |
17,418,747 |
|
17,418,747 |
|
5.00 |
|
|
|
|
|
|
|
|
SUBTOTAL A (based on aggregate voting rights) |
17,378,984 |
17,378,984 |
17,418,747 |
17,418,747 |
5.00 |
B) Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration Date |
Exercise/Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL B (in relation to all expiration dates) |
|
|
Total (A+B) |
number of voting rights |
% of voting rights |
17,418,747 |
17,418,747 |
5.00% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Sum of Factored Shares Held |
|
|
Custodian |
Day to Day IM |
Total |
BANK OF NEW YORK MELLON |
FMR JAPAN-FIDELITY MANAGEMENT & RESEARCH (JAPAN) INC. |
1,099,500 |
|
FMRC-FMR CO., INC |
36,181 |
BROWN BROTHERS HARRIMAN AND CO |
FMRC-FMR CO., INC |
4,283,438 |
CITIBANK NA |
FMRC-FMR CO., INC |
1,744,245 |
JPMORGAN CHASE BANK |
FMRC-FMR CO., INC |
4,688,334 |
|
PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY |
763 |
NATIONAL FINANCIAL SERVICES(C) |
SAI-STRATEGIC ADVISERS, INC. |
12 |
NORTHERN TRUST CO (C) |
FMRC-FMR CO., INC |
1,377,300 |
STATE STREET BANK AND TR CO |
FMRC-FMR CO., INC |
4,188,974 |
Grand Total |
|
17,418,747 |
10. In case of proxy voting: FMR LLC will acquire 39,763 voting rights as of 20 November 2014.
11. Additional information: