Notification of change to significant shareholder

Caledonia Mining Corporation PLC
19 July 2024
 

Caledonia Mining Corporation Plc

 

Notification of relevant change to significant shareholder

 (NYSE AMERICAN: CMCL; AIM: CMCL; VFEX: CMCL)

July 19, 2024: Caledonia Mining Corporation Plc ("Caledonia" or "the Company") announces that it received notification on July 17, 2024 from BlackRock, Inc. that on July  16, 2024 it had crossed a threshold for notification of a relevant change (as defined by the AIM Rules for Companies).

 

A copy of the notification is below.

 

Enquiries:

Caledonia Mining Corporation Plc

Mark Learmonth

Camilla Horsfall

 

Tel: +44 1534 679 800

Tel: +44 7817 841 793

Adrian Hadden

Pearl Kellie

 

Tel: +44 207 397 1965

Tel: +44 131 220 9775

Panmure Liberum (Joint Broker)

Scott Mathieson/Matt Hogg

 

Tel: +44 20 3100 2000

Camarco, Financial PR (UK)

Gordon Poole

Julia Tilley

Elfie Kent

 

Tel: +44 20 3757 4980

3PPB (Financial PR, North America)

Patrick Chidley

Paul Durham

 

Tel: +1 917 991 7701

Tel: +1 203 940 2538

Curate Public Relations (Zimbabwe)

Debra Tatenda

 

Tel: +263 77802131

IH Securities (Private) Limited (VFEX Sponsor - Zimbabwe)

Lloyd Mlotshwa

 

 

 

Tel: +263 (242) 745 119/33/39

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

CALEDONIA MINING CORPORATION PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

X

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

 X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify) iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi:

16/07/2024

6. Date on which issuer notified (DD/MM/YYYY):

17/07/2024

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached

4.53%

0.47%

5.01%

962,139

Position of previous notification (if

applicable)

4.06%

0.61%

4.67%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

JE00BF0XVB15


870,110


4.53%











SUBTOTAL 8. A

870,110

4.53%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights

CFD

N/A

N/A

Cash

92,029

0.47%















 

SUBTOTAL 8.B.2

92,029

0.47%

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)
xiv

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold





BlackRock, Inc.




Trident Merger, LLC




BlackRock Investment Management, LLC








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors

3.02%

0.00%

3.02%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors, LLC








 

10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
Jana Blumenstein


020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

17 July 2024

 

 

 

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