For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
CAMBRIDGE COGNITION HOLDINGS PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
ü |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
HARGREAVE HALE LIMITED |
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4. Full name of shareholder(s) |
DISCRETIONARY CLIENTS |
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5. Date of the transaction and date on |
28 APRIL 2016 |
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6. Date on which issuer notified: |
29 APRIL 2016 |
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7. Threshold(s) that is/are crossed or |
5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Indirect |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B8DV9647 |
754,612 |
754,612 |
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1,471,292 |
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1,471,292 |
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7.2019% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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1,471,292 |
7.2019% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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1,380,052 of these shares are held for a unit trust operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the investments on a discretionary basis. The remaining shares are held for other discretionary clients. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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The change in the percentage of shares held is due entirely to participation in the placing by Cambridge Cognition Holdings Plc, the shares from which were admitted to AIM on 28/04/2016. |
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14. Contact name: |
David Clueit, Hargreave Hale Ltd |
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15. Contact telephone number: |
01253 754739 |
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