Holding(s) in Company

CAP-XX Limited

16 May 2023

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:	CAP-XX LTD
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer		X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights		X
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name	CANACCORD GENUITY GROUP INC
City and country of registered office (if applicable)	VANCOUVER, CANADA
4. Full name of shareholder(s) (if different from 3.)v
Name	DISCRETIONARY CLIENTS
City and country of registered office (if applicable)	As above
5. Date on which the threshold was crossed or reachedvi:	12 MAY 2023
6. Date on which issuer notified (DD/MM/YYYY):	15 MAY 2023

7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached	11.9298		11.9298	70,000,793
Position of previous notification (if applicable)	13.9780		13.9780

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rightsix		% of voting rights
	Direct (DTR5.1)	Indirect  (DTR5.2.1)	Direct (DTR5.1)	Indirect (DTR5.2.1)
AU0000XINAS1		70,000,793		11.9298

SUBTOTAL 8. A		70,000,793				11.9298
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument		Expiration datex	Exercise/ Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
			SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument	Expiration datex		Exercise/ Conversion Period xi	Physical or cash settlementxii			Number of voting rights	% of voting rights
				SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Canaccord Genuity Group Inc.	11.9298		11.9298
Canaccord Genuity Wealth Group Holdings Limited	11.9298		11.9298
Canaccord Genuity Wealth Group Holdings (Jersey) Limited	11.9298		11.9298
Canaccord Genuity Wealth Group Limited	11.9298		11.9298
Canaccord Genuity Asset Management Limited (formerly Hargreave Hale Limited)	11.9298		11.9298
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
The change in the percentage of shares held is due entirely to dilution of existing holdings following the going live of the placing by CAP-XX Limited, the shares from which were admitted to AIM on 12/05/2023.\

Place of completion	BLACKPOOL, ENGLAND
Date of completion	15 MAY 2023

 

END