Notification of transactions by PDMRs

RNS Number : 2680X

CAP-XX Limited

30 April 2021

 

30 April 2021

CAP-XX Limited

("CAP-XX" or "the Company")

Notification of transactions by persons discharging managerial responsibilities

CAP-XX Limited, a world leader in the design and manufacture of thin, flat supercapacitors and energy management systems, announces the following sales of the Company's ordinary shares of no par value each ("Ordinary Shares"). These sales of Ordinary Shares occurred via the CAP-XX employee share plan and follow the exercise of share options by CAP-XX's Directors and employees which was announced on 10 December 2020. The CAP-XX employee share plan is managed by an independent third party and the Ordinary Shares resulting from exercised share options are sold as a single consolidated holding rather than individuals providing separate instructions to a broker.

In total 1,025,000 Ordinary S hares were sold on behalf of Directors and employees and the transactions associated with the Company's directors and persons discharging managerial responsibilities ("PDMRs") were as follows :-

On 28 April 2021, Mr Patrick Elliott, Non Executive Chairman, sold 76,502 Ordinary Shares at a weighted average price of 9.51p per share.  Following this sale, Mr Elliott is interested in 9,164,739 Ordinary Shares, equivalent to 2.0% of the voting rights in the Company.

On 28 April 2021, Mr Bruce Grey, Non Executive Director , sold 133,879 Ordinary Shares at a weighted average price of 9.51p per share.  Following this sale, Mr Grey is interested in 8,083,125 Ordinary Shares, equivalent to 1.8% of the voting rights in the Company.

On 28 April 2021, Mr Anthony Kongats, Chief Executive Officer , sold 459,014 Ordinary Shares at a weighted average price of 9.51p per share.  Following this sale, Mr Kongats is interested in 15,299,547 Ordinary Shares, equivalent to 3.3% of the voting rights in the Company.

On 28 April 2021, Mr Pierre Mars, Vice President of Quality and Applications , sold 57,377 Ordinary Shares at a weighted average price of 9.51p per share.

On 28 April 2021, Mr Mike Taylor, Chief Financial Officer , sold 38,251 Ordinary Shares at a weighted average price of 9.51 per share.

On 28 April 2021, Dr Alex Bilyk, Vice President of Research & Development , sold 114,754 Ordinary Shares at a weighted average price of 9.51p per share.

On 28 April 2021, Mr Song Hee Lau, Sales Manager Asia Pacific , sold 45,423 Ordinary Shares at a weighted average price of 9.51p per share.

The FCA notifications, made in accordance with the requirements of the EU Market Abuse Regulation which forms part of Domestic UK Law pursuant to the European Union (Withdrawal) Act 2018 are appended below.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	PDMRs: Mr Patrick Elliott Director - Non Executive Chairman Mr Bruce Grey Director - Non Executive Director Mr Anthony Kongats Director - Chief Executive Officer Mr Mike Taylor PDMR - Chief Financial Officer Mr Pierre Mars PDMR - Vice President, Quality & Applications Dr Alex Bilyk PDMR - Vice President - Research & Development Mr Song Hee Lau PDMR - Sales Manager - Asia Pacific
2	Reason for the notification
a)	Position/status	See 1a) above
b)	Initial notification /Amendment	Initial notifications
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	CAP-XX Limited
b)	LEI	213800HECUSIYXH3WN26
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of no par value each in CAP-XX Limited Identification code (ISIN) for CAP-XX Limited Ordinary Shares: AU0000XINAS1
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Price(s) and volume(s)	Price Volumes 9.8 p Mr Patrick Elliott  3,732 Mr Bruce Grey   6,531 Mr Anthony Kongats 22,391 Mr Mike Taylor  1,866 Mr Pierre Mars  2,799 Dr Alex Bilyk   5,598 Mr Song Hee Lau  2,216 Price Volumes 9.5 p Mr Patrick Elliott    72,770 Mr Bruce Grey   127,348 Mr Anthony Kongats   436,623 Mr Mike Taylor    36,385 Mr Pierre Mars  54,578 Dr Alex Bilyk  109,156 Mr Song Hee Lau    43,207
d)	Aggregated information - Aggregated volume - Price	Aggregated volume Mr Patrick Elliott   76,502 Mr Bruce Grey  133,879 Mr Anthony Kongats  459,014 Mr Mike Taylor    38,251 Mr Pierre Mars    57,377 Dr Alex Bilyk  114,754 Mr Song Hee Lau    45,423 Aggregated price Mr Patrick Elliott £  7,278.92 Mr Bruce Grey £ 12,738.12 Mr Anthony Kongats £ 43,673.54 Mr Mike Taylor £  3,639.46 Mr Pierre Mars £  5,459.19 Dr Alex Bilyk £ 10,918.39 Mr Song Hee Lau £  4,321.86
e)	Date of the transaction	28 April 2021
f)	Place of the transaction	London Stock Exchange (XLON), AIM market

**ENDS**

For further information contact:

CAP-XX Limited

Anthony Kongats (Chief Executive Officer)                                [phone]

Kreab (Financial PR)

Robert Speed    [phone]

Allenby Capital (Nominated Adviser and Broker)

David Hart / Alex Brearley (Corporate Finance)     [phone]

Tony Quirke (Sales and Corporate Broking)

Cenkos Securities plc (Joint Broker)   [phone]

Neil McDonald / Pete Lynch

More information is available at www.cap-xx.com

Notes to Editors:

CAP-XX (LSE: CPX) is a world leader in the design and manufacture of thin, flat supercapacitors and energy management systems used in portable and small-scale electronic devices, and large supercapacitor based modules used in larger applications such as automotive and renewable energy. The unique feature of CAP-XX supercapacitors is their very high power density and high energy storage capacity in a space-efficient prismatic package. These attributes are essential in power-hungry consumer and industrial electronics, and deliver similar benefits in automotive and other transportation applications. For more information about CAP-XX, visit www.cap-xx.com

 

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