Holding(s) in Company

RNS Number : 4951R

Capricorn Energy PLC

06 July 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

04-Jul-2022

6. Date on which Issuer notified

05-Jul-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.755041	12.420114	18.175155	57283493
Position of previous notification (if applicable)	8.063340	12.796260	20.859600

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		18138433		5.755041
Sub Total 8.A	18138433		5.755041%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	78656	0.024956
Physical Swap	27/07/2022	N/A	2371000	0.752281
Sub Total 8.B1			2449656	0.777237%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	08/07/2022	N/A	Cash	4404240	1.397396
Swaps	29/07/2022	N/A	Cash	236186	0.074938
Swaps	04/01/2023	N/A	Cash	6734942	2.136892
Swaps	31/01/2023	N/A	Cash	18987	0.006024
Swaps	31/03/2023	N/A	Cash	9474000	3.005952
Swaps	28/04/2023	N/A	Cash	391	0.000124
Swaps	03/05/2023	N/A	Cash	10307596	3.270439
Swaps	17/05/2023	N/A	Cash	4996000	1.585153
Swaps	15/10/2025	N/A	Cash	27700	0.008789
Swaps	01/09/2022	N/A	Cash	399000	0.126596
Swaps	28/07/2023	N/A	Cash	96362	0.030574
Sub Total 8.B2				36695404	11.642877%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		3.221922	3.221922%
Bank of America Corporation	BofA Securities Europe SA
Bank of America Corporation	Merrill Lynch International	5.754513	8.498590	14.253103%
Bank of America Corporation	Merrill Lynch, Pierce, Fenner & Smith Incorporated

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

05-Jul-2022

13. Place Of Completion

United Kingdom

 

END

 

 

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