Holding(s) in Company

RNS Number : 4951R
Capricorn Energy PLC
06 July 2022
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

Merrill Lynch International

London

United Kingdom

5. Date on which the threshold was crossed or reached

04-Jul-2022

6. Date on which Issuer notified

05-Jul-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

5.755041

12.420114

18.175155

57283493

Position of previous notification (if applicable)

8.063340

12.796260

20.859600


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BN0SMB92


18138433


5.755041

Sub Total 8.A

18138433

5.755041%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Right to Recall

N/A

N/A

78656

0.024956

Physical Swap

27/07/2022

N/A

2371000

0.752281

Sub Total 8.B1


2449656

0.777237%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swaps

08/07/2022

N/A

Cash

4404240

1.397396

Swaps

29/07/2022

N/A

Cash

236186

0.074938

Swaps

04/01/2023

N/A

Cash

6734942

2.136892

Swaps

31/01/2023

N/A

Cash

18987

0.006024

Swaps

31/03/2023

N/A

Cash

9474000

3.005952

Swaps

28/04/2023

N/A

Cash

391

0.000124

Swaps

03/05/2023

N/A

Cash

10307596

3.270439

Swaps

17/05/2023

N/A

Cash

4996000

1.585153

Swaps

15/10/2025

N/A

Cash

27700

0.008789

Swaps

01/09/2022

N/A

Cash

399000

0.126596

Swaps

28/07/2023

N/A

Cash

96362

0.030574

Sub Total 8.B2


36695404

11.642877%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

Bank of America, National Association


3.221922

3.221922%

Bank of America Corporation

BofA Securities Europe SA




Bank of America Corporation

Merrill Lynch International

5.754513

8.498590

14.253103%

Bank of America Corporation

Merrill Lynch, Pierce, Fenner & Smith Incorporated




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

05-Jul-2022

13. Place Of Completion

United Kingdom

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