Holding(s) in Company

RNS Number : 2517I

Capricorn Energy PLC

13 April 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

Capricorn Energy PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Barclays Bank Plc

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

Name	City of registered office	Country of registered office
Barclays Capital Securities Ltd	London	United Kingdom

5. Date on which the threshold was crossed or reached

08-Apr-2022

6. Date on which Issuer notified

12-Apr-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	1.455000	4.278000	5.733000	18601797
Position of previous notification (if applicable)	1.271000	5.182000	6.453000

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		4721003		1.455000
Sub Total 8.A	4721003		1.455000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall (Collateral)			7055715	2.174000
Right to Recall(Loan)			2550000	0.786000
Sub Total 8.B1			9605715	2.960000%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
CFD			Cash	990427	0.305000
Portfolio Swap	23/May/2022 - 04/May/2023		Cash	3159525	0.974000
Equity Swap	11/May/2023 - 21/Aug/2023		Cash	125127	0.039000
Sub Total 8.B2				4275079	1.318000%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Barclays Plc	Barclays Bank Plc
Barclays Bank Plc	Barclays Capital Securities Ltd			5.427000%
Barclays Bank Plc	Palomino

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

12-04-2022

13. Place Of Completion

London

 

END

 

 

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