Holding(s) in Company

RNS Number : 3724N

Capricorn Energy PLC

31 May 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

27-May-2022

6. Date on which Issuer notified

30-May-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.121181	4.007492	7.128673	22744570
Position of previous notification (if applicable)	3.372596	3.761115	7.133711

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		9954238		3.119887
US12776P3091		4128		0.001294
Sub Total 8.A	9958366		3.121181%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	81977	0.025693
Physical Swap	27/07/2022	N/A	1371000	0.429703
Sub Total 8.B1			1452977	0.455396%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	30/05/2022	N/A	Cash	399000	0.125056
Swaps	29/07/2022	N/A	Cash	370135	0.116009
Swaps	10/11/2022	N/A	Cash	114	0.000036
Swaps	16/11/2022	N/A	Cash	44147	0.013837
Swaps	04/01/2023	N/A	Cash	3599942	1.128305
Swaps	31/01/2023	N/A	Cash	6284	0.001970
Swaps	31/03/2023	N/A	Cash	3208000	1.005461
Swaps	03/05/2023	N/A	Cash	2634000	0.825556
Swaps	17/05/2023	N/A	Cash	825000	0.258574
Swaps	18/03/2026	N/A	Cash	246605	0.077292
Sub Total 8.B2				11333227	3.552096%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bank of America Corporation	Bank of America, National Association
Bank of America Corporation	BofA Securities Europe SA
Bank of America Corporation	Merrill Lynch International	3.119504		6.094264%
Bank of America Corporation	Managed Account Advisors, LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

30-May-2022

13. Place Of Completion

United Kingdom

 

END

 

 

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