Holding(s) in Company

RNS Number : 8167N

Capricorn Energy PLC

06 June 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

01-Jun-2022

6. Date on which Issuer notified

02-Jun-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.499346	3.971311	7.470657	23632552
Position of previous notification (if applicable)	3.121181	4.007492	7.128673

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		11065647		3.498041
US12776P3091		4128		0.001305
Sub Total 8.A	11069775		3.499346%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	180817	0.057159
Physical Swap	27/07/2022	N/A	1371000	0.433397
Sub Total 8.B1			1551817	0.490556%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	30/6/2022	N/A	Cash	399000	0.126131
Swaps	10/11/2022	N/A	Cash	81	0.000026
Swaps	16/11/2022	N/A	Cash	41815	0.013218
Swaps	30/11/2022	N/A	Cash	144	0.000046
Swaps	4/1/2023	N/A	Cash	3599942	1.138003
Swaps	31/1/2023	N/A	Cash	45001	0.014226
Swaps	31/3/2023	N/A	Cash	3208000	1.014104
Swaps	3/5/2023	N/A	Cash	2634000	0.832653
Swaps	17/5/2023	N/A	Cash	825000	0.260797
Swaps	2/7/2024	N/A	Cash	11372	0.003595
Swaps	18/3/2026	N/A	Cash	246605	0.077956
Sub Total 8.B2				11010960	3.480755%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bank of America Corporation	Bank of America, National Association
Bank of America Corporation	BofA Securities Europe SA
Bank of America Corporation	Merrill Lynch International	3.497830	3.040681	6.538511%
Bank of America Corporation	Managed Account Advisors, LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

02-Jun-2022

13. Place Of Completion

United Kingdom

 

END

 

 

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