Holding(s) in Company

RNS Number : 8129H

Capricorn Energy PLC

28 November 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

24-Nov-2022

6. Date on which Issuer notified

28-Nov-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	0.166408	13.978244	14.144652	44565898
Position of previous notification (if applicable)	0.237971	14.127392	14.365363

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		524305		0.166408
Sub Total 8.A	524305		0.166408%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		33193237	10.535113
Sub Total 8.B1			33193237	10.535113%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	22-Mar-2023		Cash	5182070	1.644723
Swap	27-Feb-2023		Cash	4527105	1.436846
Swap	06-Oct-2032		Cash	483140	0.153343
Swap	01-Nov-2032		Cash	442224	0.140356
Swap	06-Oct-2032		Cash	66372	0.021066
Swap	06-Oct-2032		Cash	44020	0.013971
Swap	08-Nov-2032		Cash	32025	0.010164
Swap	30-Jun-2031		Cash	28694	0.009107
Swap	27-Sep-2024		Cash	21052	0.006682
Swap	17-Nov-2032		Cash	10737	0.003408
Swap	01-Nov-2032		Cash	6697	0.002126
Swap	24-Nov-2025		Cash	2878	0.000913
Swap	15-Dec-2026		Cash	1342	0.000426
Sub Total 8.B2				10848356	3.443131%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	0.000000	13.978244	13.978244%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	0.000000	13.978244	13.978244%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	0.000000	13.978244	13.978244%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	NNIP Holdings LLC
The Goldman Sachs Group, Inc. (Chain 3)	NNIP UK Holdings I Ltd
The Goldman Sachs Group, Inc. (Chain 3)	NNIP UK Holdings II Ltd
The Goldman Sachs Group, Inc. (Chain 3)	NNIP Holdings I B.V. / NNIP Holdings II B.V.
The Goldman Sachs Group, Inc. (Chain 3)	NN Investment Partners Holdings B.V.
The Goldman Sachs Group, Inc. (Chain 4)
The Goldman Sachs Group, Inc. (Chain 4)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
[e-mail]

12. Date of Completion

28-Nov-2022

13. Place Of Completion

London

 

END

 

 

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