Holding(s) in Company

RNS Number : 4207F

Capricorn Energy PLC

04 November 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

02-Nov-2022

6. Date on which Issuer notified

04-Nov-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	0.237971	14.127392	14.365363	45261301
Position of previous notification (if applicable)	0.508031	13.787663	14.295694

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		749782		0.237971
Sub Total 8.A	749782		0.237971%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		34316065	10.891484
Sub Total 8.B1			34316065	10.891484%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	22-Mar-2023		Cash	5187109	1.646323
Swap	27-Feb-2023		Cash	4531273	1.438169
Swap	06-Oct-2032		Cash	309238	0.098148
Swap	01-Nov-2032		Cash	75364	0.023920
Swap	06-Oct-2032		Cash	42756	0.013570
Swap	06-Oct-2032		Cash	27364	0.008685
Swap	27-Sep-2024		Cash	21050	0.006681
Swap	30-Jun-2031		Cash	1000	0.000317
Swap	01-Nov-2032		Cash	300	0.000095
Sub Total 8.B2				10195454	3.235908%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	0.081678	14.127392	14.209070%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	0.081678	14.127392	14.209070%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	0.081678	14.127392	14.209070%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	NNIP Holdings LLC
The Goldman Sachs Group, Inc. (Chain 3)	NNIP UK Holdings I Ltd
The Goldman Sachs Group, Inc. (Chain 3)	NNIP UK Holdings II Ltd
The Goldman Sachs Group, Inc. (Chain 3)	NNIP Holdings I B.V. / NNIP Holdings II B.V.
The Goldman Sachs Group, Inc. (Chain 3)	NN Investment Partners Holdings B.V.

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
[e-mail]

12. Date of Completion

04-Nov-2022

13. Place Of Completion

Paris

 

END

 

 

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