Holding(s) in Company

RNS Number : 1370G

Capricorn Energy PLC

11 November 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
MERRILL LYNCH INTERNATIONAL	London	United Kingdom

5. Date on which the threshold was crossed or reached

08-Nov-2022

6. Date on which Issuer notified

10-Nov-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	4.384334	8.752226	13.136560	41389685
Position of previous notification (if applicable)	4.388389	8.025027	12.413416

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		13813827		4.384334
Sub Total 8.A	13813827		4.384334%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	1493218	0.473928
Sub Total 8.B1			1493218	0.473928%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	10/07/2023	N/A	Cash	43261	0.013730
Swaps	31/07/2024	N/A	Cash	28938	0.009185
Swaps	04/01/2023	N/A	Cash	13469884	4.275171
Swaps	17/05/2023	N/A	Cash	2418465	0.767590
Swaps	23/01/2023	N/A	Cash	4634842	1.471040
Swaps	21/11/2022	N/A	Cash	2502814	0.794361
Swaps	03/05/2023	N/A	Cash	894680	0.283960
Swaps	16/11/2022	N/A	Cash	25478	0.008086
Swaps	31/01/2023	N/A	Cash	142575	0.045251
Swaps	31/08/2023	N/A	Cash	14676	0.004658
Swaps	15/10/2027	N/A	Cash	26283	0.008342
Swaps	02/08/2023	N/A	Cash	1808000	0.573836
Swaps	29/06/2023	N/A	Cash	13350	0.004237
Swaps	13/06/2023	N/A	Cash	54632	0.017340
Swaps	31/10/2023	N/A	Cash	816	0.000259
Swaps	08/05/2024	N/A	Cash	3946	0.001252
Sub Total 8.B2				26082640	8.278298%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, NA		3.421451	3.421451%
Bank of America Corporation	Bank of America Securities Europe SA
Bank of America Corporation	Merrill Lynch International	4.384334	5.330773	9.715106%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

10-Nov-2022

13. Place Of Completion

United Kingdom

 

END

 

 

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