Holding(s) in Company

RNS Number : 0827D

Capricorn Energy PLC

17 October 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

12-Oct-2022

6. Date on which Issuer notified

14-Oct-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	10.188002	3.547384	13.735386	43276416
Position of previous notification (if applicable)	9.976162	3.324749	13.300911

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		32099587		10.188002
Sub Total 8.A	32099587		10.188002%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		606760	0.192578
Sub Total 8.B1			606760	0.192578%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	22-Mar-2023		Cash	5187409	1.646418
Swap	27-Feb-2023		Cash	4531654	1.438289
Swap	12-Oct-2032		Cash	457747	0.145283
Swap	06-Oct-2032		Cash	185633	0.058918
Swap	12-Oct-2032		Cash	157218	0.049899
Swap	06-Oct-2032		Cash	25917	0.008226
Swap	06-Oct-2032		Cash	15476	0.004912
Swap	24-Feb-2032		Cash	8715	0.002766
Swap	30-Jun-2031		Cash	300	0.000095
Sub Total 8.B2				10570069	3.354806%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	10.029578	3.547384	13.576961%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	10.029578	3.547384	13.576961%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	10.029578	3.547384	13.576961%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	NNIP Holdings LLC
The Goldman Sachs Group, Inc. (Chain 3)	NNIP UK Holdings I Ltd
The Goldman Sachs Group, Inc. (Chain 3)	NNIP UK Holdings II Ltd
The Goldman Sachs Group, Inc. (Chain 3)	NNIP Holdings I B.V. / NNIP Holdings II B.V.
The Goldman Sachs Group, Inc. (Chain 3)	NN Investment Partners Holdings B.V.
The Goldman Sachs Group, Inc. (Chain 4)
The Goldman Sachs Group, Inc. (Chain 4)	The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. (Chain 4)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 4)	Goldman Sachs Bank Europe SE
The Goldman Sachs Group, Inc. (Chain 5)
The Goldman Sachs Group, Inc. (Chain 5)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
[e-mail]

12. Date of Completion

14-Oct-2022

13. Place Of Completion

Warsaw

 

END

 

 

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