Holding(s) in Company

RNS Number : 2600N

Capricorn Energy PLC

19 January 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

17-Jan-2023

6. Date on which Issuer notified

18-Jan-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.690709	1.632560	5.323269	16772153
Position of previous notification (if applicable)	4.444102	0.788818	5.232920

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		11628407		3.690709
Sub Total 8.A	11628407		3.690709%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	4382946	1.391092
Sub Total 8.B1			4382946	1.391092%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	10/07/2023	N/A	Cash	60800	0.019297
Swaps	29/06/2023	N/A	Cash	17833	0.005660
Swaps	31/07/2024	N/A	Cash	39475	0.012529
Swaps	08/09/2025	N/A	Cash	175294	0.055636
Swaps	18/11/2024	N/A	Cash	193088	0.061283
Swaps	15/10/2027	N/A	Cash	26283	0.008342
Swaps	13/06/2023	N/A	Cash	46740	0.014835
Swaps	29/09/2023	N/A	Cash	201287	0.063886
Sub Total 8.B2				760800	0.241468%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, NA
Bank of America Corporation	Merrill Lynch International	3.690709		5.187502%
Bank of America Corporation	BofA Securities Europe SA

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

18-Jan-2023

13. Place Of Completion

United Kingdom

 

END

 

 

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