Holding(s) in Company

Capricorn Energy PLC

09 August 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

04-Aug-2023

6. Date on which Issuer notified

08-Aug-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.188798	8.002679	10.191477	14557187
Position of previous notification (if applicable)	3.216037	6.993072	10.209109

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BQ98V038		3126410		2.188798
Sub Total 8.A	3126410		2.188798%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		9043839	6.331586
Sub Total 8.B1			9043839	6.331586%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	06-Jul-2033		Cash	520085	0.364111
Swap	21-Jul-2033		Cash	323089	0.226195
Swap	25-Jul-2033		Cash	284437	0.199134
Swap	11-May-2033		Cash	228243	0.159793
Swap	21-Jun-2033		Cash	223725	0.156630
Swap	21-Apr-2033		Cash	139162	0.097427
Swap	13-Apr-2033		Cash	112589	0.078824
Swap	03-May-2033		Cash	103850	0.072705
Swap	20-Jun-2033		Cash	59330	0.041537
Swap	21-Jul-2026		Cash	53642	0.037555
Swap	28-Jul-2033		Cash	44785	0.031354
Swap	01-Aug-2033		Cash	35117	0.024585
Swap	03-Aug-2033		Cash	30767	0.021540
Swap	20-Jun-2033		Cash	29943	0.020963
Swap	30-Jun-2031		Cash	28684	0.020081
Swap	13-Jan-2033		Cash	27937	0.019559
Swap	02-Aug-2033		Cash	27024	0.018919
Swap	21-Jun-2033		Cash	23133	0.016195
Swap	19-Dec-2025		Cash	20513	0.014361
Swap	01-Aug-2033		Cash	16890	0.011824
Swap	04-Aug-2033		Cash	15365	0.010757
Swap	27-Sep-2024		Cash	13575	0.009504
Swap	26-Jul-2033		Cash	10094	0.007067
Swap	21-Jun-2033		Cash	7675	0.005373
Swap	15-Jun-2033		Cash	3458	0.002421
Swap	20-Jun-2033		Cash	2358	0.001651
Swap	04-Jan-2033		Cash	1199	0.000840
Swap	28-Jul-2026		Cash	169	0.000118
Swap	01-Aug-2033		Cash	100	0.000070
Sub Total 8.B2				2386938	1.671093%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	1.719719	7.861730	9.581449%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	1.719719	7.861730	9.581449%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	1.719719	7.861730	9.581449%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank Europe SE

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
[e-mail]

12. Date of Completion

08-Aug-2023

13. Place Of Completion

Bengaluru

 

END