Holding(s) in Company

Capricorn Energy PLC

15 September 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

12-Sep-2023

6. Date on which Issuer notified

14-Sep-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	4.102103	8.095447	12.197550	17422597
Position of previous notification (if applicable)	5.315609	6.951566	12.267175

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BQ98V038		5859316		4.102103
Sub Total 8.A	5859316		4.102103%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		10652348	7.457702
Sub Total 8.B1			10652348	7.457702%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	30-Jun-2031		Cash	340499	0.238383
Swap	19-Dec-2025		Cash	323185	0.226262
Swap	04-Jan-2033		Cash	85102	0.059580
Swap	13-Jan-2033		Cash	62172	0.043527
Swap	20-Jun-2033		Cash	33779	0.023649
Swap	20-Jun-2033		Cash	27692	0.019387
Swap	21-Jun-2033		Cash	11009	0.007707
Swap	21-Jun-2033		Cash	10097	0.007069
Swap	21-Jun-2033		Cash	10040	0.007029
Swap	21-Jul-2033		Cash	3809	0.002667
Swap	26-Jul-2033		Cash	2386	0.001671
Swap	11-Aug-2033		Cash	1163	0.000814
Sub Total 8.B2				910933	0.637745%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	4.102103	7.969102	12.071206%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	4.102103	7.969102	12.071206%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	4.102103	7.969102	12.071206%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank Europe SE

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
[e-mail]

12. Date of Completion

14-Sep-2023

13. Place Of Completion

Warsaw

 

END