Holding(s) in Company

Capricorn Energy PLC

10 November 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

07-Nov-2023

6. Date on which Issuer notified

09-Nov-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	14.079883	5.537107	19.616990	18508812
Position of previous notification (if applicable)	13.653589	5.629344	19.282933

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BRJ7R218		13284501		14.079883
Sub Total 8.A	13284501		14.079883%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		4526119	4.797111
Sub Total 8.B1			4526119	4.797111%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	21-Jun-2033		Cash	291100	0.308529
Swap	21-Jul-2033		Cash	215456	0.228356
Swap	20-Jun-2033		Cash	69896	0.074081
Swap	13-Jan-2033		Cash	33307	0.035302
Swap	21-Jun-2033		Cash	28406	0.030107
Swap	07-Mar-2029		Cash	25680	0.027218
Swap	30-Jun-2031		Cash	10864	0.011514
Swap	21-Jun-2033		Cash	8838	0.009367
Swap	26-Jul-2033		Cash	8031	0.008512
Swap	20-Jun-2033		Cash	3213	0.003405
Swap	26-Oct-2026		Cash	2308	0.002447
Swap	04-Jan-2033		Cash	775	0.000821
Swap	17-Oct-2033		Cash	318	0.000337
Sub Total 8.B2				698192	0.739996%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	14.079510	5.536973	19.616483%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	14.079510	5.536973	19.616483%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	14.079510	5.536973	19.616483%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank Europe SE

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

09-Nov-2023

13. Place Of Completion

London

 

END