Holding(s) in Company

Capricorn Energy PLC

13 December 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

11-Dec-2023

6. Date on which Issuer notified

13-Dec-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	9.466906	8.186719	17.653625	16574911
Position of previous notification (if applicable)	4.895263	9.520516	14.415779

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BRJ7R218		8888436		9.466906
Sub Total 8.A	8888436		9.466906%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		4111386	4.378960
Sub Total 8.B1			4111386	4.378960%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	11-Mar-2024		Cash	2890290	3.078394
Swap	21-Jun-2033		Cash	289870	0.308735
Swap	21-Jul-2033		Cash	215456	0.229478
Swap	20-Jun-2033		Cash	69600	0.074130
Swap	13-Jan-2033		Cash	32578	0.034698
Swap	07-Mar-2029		Cash	32449	0.034561
Swap	21-Jun-2033		Cash	28406	0.030255
Swap	21-Jun-2033		Cash	8801	0.009373
Swap	26-Oct-2026		Cash	4066	0.004330
Swap	20-Jun-2033		Cash	3200	0.003408
Swap	08-Dec-2033		Cash	373	0.000397
Sub Total 8.B2				3575089	3.807759%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	9.466665	5.108327	14.574992%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	9.466665	5.108327	14.574992%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	9.466665	5.108327	14.574992%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

13-Dec-2023

13. Place Of Completion

London

 

END