Holding(s) in Company

Capricorn Energy PLC

19 December 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs & Co. LLC	New York	United States of America
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

14-Dec-2023

6. Date on which Issuer notified

18-Dec-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	9.532879	8.065887	17.598766	16515332
Position of previous notification (if applicable)	9.466906	8.186719	17.653625

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BRJ7R218		8946005		9.532879
Sub Total 8.A	8946005		9.532879%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		4000761	4.263218
Sub Total 8.B1			4000761	4.263218%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	11-Mar-2024		Cash	2891677	3.081377
Swap	21-Jun-2033		Cash	289870	0.308886
Swap	21-Jul-2033		Cash	215393	0.229523
Swap	20-Jun-2033		Cash	69581	0.074145
Swap	13-Jan-2033		Cash	32577	0.034714
Swap	21-Jun-2033		Cash	28398	0.030261
Swap	07-Mar-2029		Cash	24206	0.025794
Swap	21-Jun-2033		Cash	8801	0.009378
Swap	26-Oct-2026		Cash	4065	0.004331
Swap	20-Jun-2033		Cash	3200	0.003410
Swap	08-Dec-2033		Cash	798	0.000850
Sub Total 8.B2				3568566	3.802669%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	9.532611	4.984510	14.517121%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	9.532611	4.984510	14.517121%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	9.532611	4.984510	14.517121%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC	0.000269	3.081377	3.081645%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

18-Dec-2023

13. Place Of Completion

Warsaw

 

END