Holding(s) in Company

Capricorn Energy PLC

10 January 2024

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom
Goldman Sachs & Co. LLC	New York	United States of America

5. Date on which the threshold was crossed or reached

08-Jan-2024

6. Date on which Issuer notified

10-Jan-2024

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	9.602846	7.996013	17.598859	16489598
Position of previous notification (if applicable)	4.536035	13.050641	17.586676

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BRJ7R218		8997576		9.602846
Sub Total 8.A	8997576		9.602846%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		3892500	4.154350
Sub Total 8.B1			3892500	4.154350%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	11-Mar-2024		Cash	2889449	3.083823
Swap	21-Jun-2033		Cash	260948	0.278502
Swap	15-Dec-2033		Cash	236318	0.252216
Swap	20-Jun-2033		Cash	66436	0.070905
Swap	26-Oct-2026		Cash	38597	0.041193
Swap	07-Mar-2029		Cash	29894	0.031905
Swap	13-Jan-2033		Cash	28819	0.030757
Swap	21-Jun-2033		Cash	26782	0.028584
Swap	21-Jun-2033		Cash	8526	0.009100
Swap	09-Jan-2034		Cash	7188	0.007671
Swap	08-Dec-2033		Cash	3640	0.003885
Swap	20-Jun-2033		Cash	2925	0.003122
Sub Total 8.B2				3599522	3.841663%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	9.571414	4.912056	14.483471%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	9.571414	4.912056	14.483471%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	9.571414	4.912056	14.483471%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC	0.031432	3.083823	3.115255%
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank Europe SE

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

10-Jan-2024

13. Place Of Completion

London

 

END