Holding(s) in Company

Capricorn Energy PLC

17 January 2024

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs & Co. LLC	New York	United States of America
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

15-Jan-2024

6. Date on which Issuer notified

17-Jan-2024

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	10.796975	6.787846	17.584821	16468998
Position of previous notification (if applicable)	11.117176	6.473259	17.590435

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BRJ7R218		10111867		10.796975
Sub Total 8.A	10111867		10.796975%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		2736277	2.921668
Sub Total 8.B1			2736277	2.921668%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	11-Mar-2024		Cash	2893220	3.089244
Swap	21-Jun-2033		Cash	245443	0.262072
Swap	15-Dec-2033		Cash	211385	0.225707
Swap	09-Jan-2034		Cash	71920	0.076793
Swap	20-Jun-2033		Cash	62614	0.066857
Swap	26-Oct-2026		Cash	38597	0.041212
Swap	07-Mar-2029		Cash	29894	0.031920
Swap	13-Jan-2033		Cash	28133	0.030039
Swap	21-Jun-2033		Cash	25231	0.026940
Swap	21-Jun-2033		Cash	8025	0.008568
Swap	08-Dec-2033		Cash	3640	0.003887
Swap	20-Jun-2033		Cash	2752	0.002939
Sub Total 8.B2				3620854	3.866178%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	10.784359	3.698466	14.482825%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	10.784359	3.698466	14.482825%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	10.784359	3.698466	14.482825%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC	0.012617	3.089244	3.101861%
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank Europe SE

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

17-Jan-2024

13. Place Of Completion

Warsaw

 

END