TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Carclo Plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
Change to capital in issue |
Yes |
3. Full name of person(s) subject to the notification obligation: |
Hermes UK Smaller Companies Fund |
4. Full name of shareholder(s) (if different from 3.): |
N/A |
5. Date of the transaction and date on which the threshold is crossed or reached: |
30 December 2009 |
6. Date on which issuer notified: |
31 December 2009 |
7. Threshold(s) that is/are crossed or reached: |
5% |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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0175191 GB0001751915 |
3,455,098 |
3,455,098 |
3,455,098 |
3,455,098 |
N/A |
5.709% |
N/A |
ORD 5P |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
3,455,098 |
5.709% |
9. Chain of controlled undertakings through which the voting rights and/or the |
N/A |
Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
All voting rights held on behalf of the above entity are disclosed pursuant to DTR 5.1.2. This disclosure is made by Hermes Investment Management Limited as agent on behalf of Hermes UK Smaller Companies Fund |
14. Contact name: |
Valerie Davidson / Margaret Moss |
15. Contact telephone number: |
020 7680 2177 / 020 7680 2125 |