Form 8 (OPD) (Carillion) Repl

RNS Number : 0949B

Carillion PLC

11 February 2011

 



REPLACEMENT

FORM 8 (OPD)

PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER

Rules 8.1 and 8.2 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Identity of the party to the offer making the disclosure:	Carillion plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient	N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each party to the offer	Carillion plc
(d) Is the party to the offer making the disclosure the offeror or the offeree?	OFFEROR
(e) Date position held:	11 February 2011
(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - Eaga plc

2.         POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates

Class of relevant security:	50p Ordinary Share
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	Nil	-	Nil	-
(2) Derivatives (other than options):	Nil	-	Nil	-
(3) Options and agreements to purchase/sell:	Nil	-	Nil	-
TOTAL:	Nil	-	Nil	-

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities

Class of relevant security in relation to which subscription right exists:	NONE
Details, including nature of the rights concerned and relevant percentages:	NONE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(c)        Irrevocable commitments and letters of intent

Details of any irrevocable commitments or letters of intent procured by the party to the offer making the disclosure or any person acting in concert with it (see Note 3 on Rule 2.11 of the Code):

NONE

3.         POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE

Details of any interests, short positions and rights to subscribe of any person acting in concert with the party to the offer making the disclosure:

The Directors of Carillion plc (the “Company”) hold the following interests in shares of the Company:     Number of ordinary Approximate percentage   shares of 50p each holding of issued share capital V. Murray 12,300 0.0031% D. Maloney 10,000 0.0025% D. Garman 14,300 0.0036% J. McDonough 635,093 0.1589% P. Rogerson 39,630 0.0099% R. Adam 138,019 0.0345% R. Howson 2,533 0.0006%   The Directors of the Company have the following interests in the Carillion plc Long Term Incentive Plan (“LTIP”):   Name Scheme Date of Exercise Number of Vesting     award Price options date J.McDonough LTIP 2008 04.04.08 Nil 242,187 04.04.11   LTIP 2009 07.04.09 Nil 366,963 07.04.12   LTIP 2010 17.03.10 Nil 297,740 17.03.13 R. Adam LTIP 2008 04.04.08 Nil 156,250 04.04.11   LTIP 2009 07.04.09 Nil 236,750 07.04.12   LTIP 2010 17.03.10 Nil 129,090 17.03.13 R. Howson LTIP 2008 04.04.08 Nil 29,296 04.04.11   LTIP 2009 07.04.09 Nil 68,544 07.04.12   LTIP 2010 17.03.10 Nil 138,888 17.03.13   The Directors of the Company have the following interests in the Carillion plc Deferred Bonus Plan (“DBP”):   Name Scheme Date of Share price Number of Release     award at award shares date J.McDonough DBP 2008 23.03.09 250.0 pence 168,640 23.03.11   DBP 2009 17.03.10 318.6 pence 53,652 17.03.12 R. Adam DBP 2008 23.03.09 250.0 pence 108,800 23.03.11   DBP 2009 17.03.10 318.6 pence 34,614 17.03.12 R. Howson DBP 2009 17.03.10 318.6 pence 14,337 17.03.11   Morgan Stanley & Co. International plc, the joint corporate broker to the Company, has disclosed that Morgan Stanley Securities Limited holds the following interests in shares of the Company:     Number of ordinary Approximate percentage   shares of 50p each holding of issued share capital Ordinary shares of 50 pence each 50,757 0.0127% Short Position in ordinary shares of 64,627 0.0162% 50 pence each

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3 for each additional class of relevant security.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer making the disclosure or any person acting in concert with it: If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer making the disclosure, or any person acting in concert with it, and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	NO
Supplemental Form 8 (SBL)	NO

Date of disclosure:	11 February 2011
Contact name:	Richard Tapp, Company Secretary
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END

 

 

FEEEAFAFFLPFEFF