Holding(s) in Company

RNS Number : 9292N
Carillion PLC
21 June 2010
 

 

 

TR-1: Notifications of Major Interests in Shares

 

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Carillion PLC

 

2. Reason for notification (yes/no)

 

An acquisition or disposal of voting rights

Yes

 

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

No

 

An event changing the breakdown of voting rights

No

 

Other (please specify):___________________________

No

 

3. Full name of person(s) subject to notification obligation:

Ameriprise Financial, Inc. and its group

 

4. Full name of shareholder(s) (if different from 3):

See additional information under 13.

 

5. Date of transaction and date on which the threshold is crossed or reached:

17 June 2010

 

6. Date on which issuer notified:

18 June 2010

 

7. Threshold(s) that is/are crossed or reached:

Above the threshold of 5%



 

8: Notified Details

A: Voting rights attached to shares

 

Class/type of shares

If possible use ISIN code

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of shares

Number of voting rights

Number of shares

Number of voting rights

Percentage of voting rights

 

Direct

 

Direct

 

Indirect

 

Direct

 

Indirect

GB0007365546       

N/A

N/A

311,980

311,980

19,772,360

0.078%                        

4.948%                        






 

B: Qualifying Financial Instruments

 

Resulting situation after the triggering transaction

 

Type of financial instrument

Expiration date

Exercise/ conversion period

No. of voting rights that may be acquired if the instrument is exercised/converted.

Percentage of voting rights






 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 

Resulting situation after the triggering transaction

 

Type of financial instrument

Exercise Price

Expiration date

Exercise / conversion period

No. of voting rights instrument refers to

Percentage of voting rights






Nominal

Delta








 

Total (A+B+C)

 

Number of voting rights

Percentage of voting rights

20,084,340

5.026%              



 

9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:

Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.

 

Proxy Voting:

 

10. Name of proxy holder:

 

N/A

11. Number of voting rights proxy holder will cease to hold:

 

N/A

12. Date on which proxy holder will cease to hold voting rights:

 

N/A

 

13. Additional information:

 

Registered Owner

 

Littledown Nominees Ltd                          

A/c 02891

9,471,586

Littledown Nominees Ltd                          

A/c 07198

287,541

Littledown Nominees Ltd                          

A/c 27642

24,439

Littledown Nominees Ltd                          

A/c 10478

27,455

Littledown Nominees Ltd                           

A/c 10479

11,109

Littledown Nominees Ltd                          

A/c 07205

498,637

Littledown Nominees Ltd                          

A/c 21688

135,807

Littledown Nominees Ltd                          

A/c 07207

1,483,416

Littledown Nominees Ltd                          

A/c 07196

97,059

Littledown Nominees Ltd                          

A/c 07199

43,938

Roy Nominees                                     

A/c 104450

67,572

Mellon Nominees (UK) Ltd                         

A/c WWSF0004002

343,086

Littledown Nominees Ltd                          

A/c 10491

4,831,489

Littledown Nominees Ltd                          

A/c 10488

1,465,449

Littledown Nominees Ltd                          

A/c 30337

175,449

Littledown Nominees Ltd                          

A/c 31348

596,583

Littledown Nominees Ltd                          

A/c 02642

523,725

14 Contact name:

 

Stacey Dryburgh, Threadneedle Group

15. Contact telephone name:

 

+44 (0) 1793 363 751

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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