Holding(s) in Company

RNS Number : 5718F

Carillion PLC

27 April 2011

 

TR-1: Notifications of Major Interests in Shares

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:		Carillion PLC
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights			Yes
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached			No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments			No
An event changing the breakdown of voting rights			No
Other (please specify):___________________________			No
3. Full name of person(s) subject to notification obligation:	Ameriprise Financial, Inc. and its group
4. Full name of shareholder(s) (if different from 3):	See additional information under 13.
5. Date of transaction and date on which the threshold is crossed or reached:	21 April 2011
6. Date on which issuer notified:	27 April 2011
7. Threshold(s) that is/are crossed or reached:	Below the threshold of 5%

8. Notified details:
A: Voting rights attached to shares
Class/type of shares if possible using the ISIN CODE	Situation previous to the triggering transaction		Resulting situation after the triggering transaction
	Number of Shares	Number of Voting Rights	Number of shares	Number of voting rights		% of voting rights
			Direct	Direct	Indirect	Direct	Indirect
GB0007365546	20,084,340	20,084,340	270,670	270,670	20,748,787	0.063%	4.822%

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument	Expiration date	Exercise/ conversion period	No. of voting rights that may be acquired if the instrument is exercised/converted.	Percentage of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument	Exercise Price	Expiration date	Exercise / conversion period	No. of voting rights instrument refers to	Percentage of voting rights
					Nominal	Delta

Total (A+B+C)
Number of voting rights	Percentage of voting rights
21,019,457	4.885%

9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:

Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.

Proxy Voting:
10. Name of proxy holder:	N/A
11. Number of voting rights proxy holder will cease to hold:	N/A
12. Date on which proxy holder will cease to hold voting rights:	N/A

13. Additional information:	Registered Owner Littledown Nominees Ltd                           A/c ZLA03 12,709,360 Littledown Nominees Ltd                           A/c 07198 199,149 Littledown Nominees Ltd                           A/c 27642 71,521 Littledown Nominees Ltd                           A/c 10479 11,109 Littledown Nominees Ltd                           A/c ZLA12 482,319 Littledown Nominees Ltd                           A/c ZLA14 142,400 Littledown Nominees Ltd                           A/c 07207 1,307,886 Littledown Nominees Ltd                           A/c 07199 37,529 Roy Nominees                                      A/c 104450 62,430 Mellon Nominees (UK) Ltd                          A/c WWSF0004002 395,885 Littledown Nominees Ltd                           A/c 10491 2,933,385 Littledown Nominees Ltd                           A/c 10488 1,298,803 Littledown Nominees Ltd                           A/c 30337 52,549 Littledown Nominees Ltd                            A/c 31348 817,883 Littledown Nominees Ltd                           A/c ZLA15 497,249
14 Contact name:	Stacey Dryburgh, Threadneedle Group
15. Contact telephone name:	[phone]

 

END

 

 

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