Roxi Petroleum PLC
Holdings in Company
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Roxi Petroleum plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
X |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Arawak Energy Limited |
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4. Full name of shareholder(s) |
N/A |
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5. Date of the transaction and date on |
2 December 2009 |
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6. Date on which issuer notified: |
2 December 2009 |
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7. Threshold(s) that is/are crossed or |
3% |
8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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9,082,500 |
9,082,500 |
21,132,500 |
21,132,500 |
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5.07% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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Warrant to subscribe for ordinary shares |
(a) £0.10 per ordinary share if the warrant is exercised on or before 31 March 2010; or (b) £0.15 per ordinary share if the warrant is exercised between 1 April 2010 and 30 September 2010 inclusive; or (c) £0.20 per ordinary share if the warrant is exercised between 1 October 2010 and 31 March 2011 inclusive. |
31/03/2011 |
N/A |
32,867,500 |
Nominal |
Delta |
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7.30% |
N/A |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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54,000,000 |
12.00% (diluted following warrant exercise) |
9. Chain of controlled undertakings through which the voting rights and/or the |
N/A |