Notification of Major Interest in Shares

RNS Number : 8283G

Caspian Sunrise plc

01 June 2017

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii			Caspian Sunrise PLC ("Caspian Sunrise" or the "Company") formerly Roxi Petroleum Plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights				Yes
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		Sector Omega AS acting as a discretionary investment manager to underlying funds of Sector Investment Funds plc; Sector Expec and Sector Spesit IV
4. Full name of shareholder(s)  (if different from 3.):iv		Sector Expec, subfund of Sector Investment Funds plc, and Sector Spesit IV, subfund of Sector Investment Funds plc.
5. Date of the transaction and date on which the threshold is crossed or reached: v		1st of June 2017
6. Date on which issuer notified:		1st of June 2017
7. Threshold(s) that is/are crossed or reached: vi, vii		3%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B1WOVW36

34735470

34735470

34735470

34735470

-

2.08%

-

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

34735470

2.08%

 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A
13. Additional information:
14. Contact name:	Inger-Anne Vikre
15. Contact telephone number:	[phone]
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	Sector Omega AS acting as a discretionary investment manager to underlying funds of Sector Investment Funds plc; Sector Expec and Sector Spesit IV
Contact address (registered office for legal entities)	Filipstad brygge 2 P.O Box 1994 Vika, 0125 Oslo, Norway
Phone number & email	[phone], [e-mail]
Other useful information (at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name	Sector Omega AS acting as a discretionary investment manager to underlying funds of Sector Investment Funds plc; Sector Expec and Sector Spesit IV
Contact address	Filipstad brygge 2 P.O Box 1994 Vika, 0125 Oslo, Norway
Phone number & email	[phone], [e-mail]
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information

 

END

 

 

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