11 April 2018
Cenkos Securities plc
("Cenkos" or the "Company")
Award of shares under the 2017 Deferred Bonus Scheme
Cenkos has a Deferred Bonus Scheme (the "Scheme") whereby applicable employees, including Executive Directors of the Company, may be granted a restricted share award over Ordinary shares in the Company. In accordance with the terms and conditions of the Scheme, awards made will vest in three equal tranches over a three year period from the date of the award and have certain restrictions and forfeiture rights attached to them.
The Executive Directors of the Company, Anthony Hotson, Paul Hodges, Joe Nally and Philip Anderson (the "Participating Directors") have each been granted restricted share awards under the terms and conditions of the Scheme in respect of the year ended 31 December 2017, as described below.
Accordingly, the Participating Directors' new shareholdings in the Company are set out in the table below:
Directors |
Number of Shares awarded at 103.5p |
Total Ordinary Shares held |
% of Issued Ordinary Share Capital |
Anthony Hotson |
16,159 |
84,433 |
0.15% |
Paul Hodges |
183,228 |
5,284,643 |
9.95% |
Joe Nally |
136,715 |
1,212,713 |
2.20% |
Philip Anderson |
5,218 |
111,518 |
0.20% |
The notifications below, made in accordance with the requirements of the Market Abuse Regulation, provide further details in relation to the awards to the Participating Directors, and to certain of the Company's Persons Discharging Managerial Responsibilities, under the Scheme.
Enquiries:
|
|
Anthony Hotson Chief Executive Officer Cenkos Securities plc
|
+44 20 7397 8900 |
Dr Azhic Basirov / David Jones / Ben Jeynes Nominated Adviser and Joint Broker Smith & Williamson Corporate Finance Limited
|
+44 20 7131 4000 |
Nick Lovering Joint Broker Whitman Howard Limited
|
+44 20 7659 1224 |
David Rydell Buchanan Communications
|
+44 20 7466 5066 |
NOTIFICATIONS AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Anthony Hotson |
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
PDMR (Chief Executive Officer) |
|||
b)
|
Initial notification /Amendment
|
Initial notification |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Cenkos Securities plc |
|||
b)
|
LEI
|
213800ALVRC52VN3I821
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Ordinary shares of 1p each |
|||
|
|
||||
Identification code |
GB00B1FLHR07 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Purchase of ordinary shares |
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Price(s) |
Volume(s) |
|
|
|
|
103.5p |
16,159 |
|
|
|
|
|
|
|
|
d)
|
Aggregated information |
n/a - single transaction |
|||
|
|
||||
- Aggregated volume |
|
||||
|
|
||||
- Price |
|
||||
|
|
||||
e)
|
Date of the transaction
|
10 April 2018 |
|||
f)
|
Place of the transaction
|
AIMX |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Paul Hodges |
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
PDMR (Executive Director) |
|||
b)
|
Initial notification /Amendment
|
Initial notification |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Cenkos Securities plc |
|||
b)
|
LEI
|
213800ALVRC52VN3I821
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Ordinary shares of 1p each |
|||
|
|
||||
Identification code |
GB00B1FLHR07 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Purchase of ordinary shares |
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Price(s) |
Volume(s) |
|
|
|
|
103.5p |
183,228 |
|
|
|
|
|
|
|
|
d)
|
Aggregated information |
n/a - single transaction |
|||
|
|
||||
- Aggregated volume |
|
||||
|
|
||||
- Price |
|
||||
|
|
||||
e)
|
Date of the transaction
|
10 April 2018 |
|||
f)
|
Place of the transaction
|
AIMX |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Joe Nally |
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
PDMR (Executive Director) |
|||
b)
|
Initial notification /Amendment
|
Initial notification |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Cenkos Securities plc |
|||
b)
|
LEI
|
213800ALVRC52VN3I821
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Ordinary shares of 1p each |
|||
|
|
||||
Identification code |
GB00B1FLHR07 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Purchase of ordinary shares |
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Price(s) |
Volume(s) |
|
|
|
|
103.5p |
136,715 |
|
|
|
|
|
|
|
|
d)
|
Aggregated information |
n/a - single transaction |
|||
|
|
||||
- Aggregated volume |
|
||||
|
|
||||
- Price |
|
||||
|
|
||||
e)
|
Date of the transaction
|
10 April 2018 |
|||
f)
|
Place of the transaction
|
AIMX |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Philip Anderson |
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
PDMR (Finance Director) |
|||
b)
|
Initial notification /Amendment
|
Initial notification |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Cenkos Securities plc |
|||
b)
|
LEI
|
213800ALVRC52VN3I821
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Ordinary shares of 1p each |
|||
|
|
||||
Identification code |
GB00B1FLHR07 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Purchase of ordinary shares |
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Price(s) |
Volume(s) |
|
|
|
|
103.5p |
5,218 |
|
|
|
|
|
|
|
|
d)
|
Aggregated information |
n/a - single transaction |
|||
|
|
||||
- Aggregated volume |
|
||||
|
|
||||
- Price |
|
||||
|
|
||||
e)
|
Date of the transaction
|
10 April 2018 |
|||
f)
|
Place of the transaction
|
AIMX |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
George William Edward Rogers |
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
PDMR (Head of Investment Companies) |
|||
b)
|
Initial notification /Amendment
|
Initial notification |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Cenkos Securities plc |
|||
b)
|
LEI
|
213800ALVRC52VN3I821
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Ordinary shares of 1p each |
|||
|
|
||||
Identification code |
GB00B1FLHR07 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Purchase of ordinary shares |
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Price(s) |
Volume(s) |
|
|
|
|
103.5p |
63,619 |
|
|
|
|
|
|
|
|
d)
|
Aggregated information |
n/a - single transaction |
|||
|
|
||||
- Aggregated volume |
|
||||
|
|
||||
- Price |
|
||||
|
|
||||
e)
|
Date of the transaction
|
10 April 2018 |
|||
f)
|
Place of the transaction
|
AIMX |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Julian Morse |
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
PDMR (Head of Growth Companies) |
|||
b)
|
Initial notification /Amendment
|
Initial notification |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Cenkos Securities plc |
|||
b)
|
LEI
|
213800ALVRC52VN3I821
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Ordinary shares of 1p each |
|||
|
|
||||
Identification code |
GB00B1FLHR07 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Purchase of ordinary shares |
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Price(s) |
Volume(s) |
|
|
|
|
103.5p |
85,748 |
|
|
|
|
|
|
|
|
d)
|
Aggregated information |
n/a - single transaction |
|||
|
|
||||
- Aggregated volume |
|
||||
|
|
||||
- Price |
|
||||
|
|
||||
e)
|
Date of the transaction
|
10 April 2018 |
|||
f)
|
Place of the transaction
|
AIMX |