Form 8.3 - AngloGold Ashanti plc

D E Shaw & Co LP
11 September 2024
 

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

AngloGold Ashanti plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

September 10, 2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Centamin plc

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

common stock

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

21,084

0.00%

883,500

0.21%

(2) Cash-settled derivatives:

14,312

0.00%

85,758

0.02%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

100

0.00%

118,700

0.02%

TOTAL:

35,496

0.00%

1,087,958

0.25%

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 1 ordinary

Purchase

200

USD 26.85

USD 1 ordinary

Purchase

39

USD 26.96

USD 1 ordinary

Purchase

100

USD 26.99

USD 1 ordinary

Purchase

100

USD 27.01

USD 1 ordinary

Purchase

400

USD 27.04

USD 1 ordinary

Purchase

100

USD 27.05

USD 1 ordinary

Purchase

100

USD 27.08

USD 1 ordinary

Purchase

200

USD 27.13

USD 1 ordinary

Purchase

200

USD 27.15

USD 1 ordinary

Purchase

100

USD 27.34

USD 1 ordinary

Sale

500

USD 26.46

USD 1 ordinary

Sale

300

USD 26.47

USD 1 ordinary

Sale

500

USD 26.49

USD 1 ordinary

Sale

300

USD 26.51

USD 1 ordinary

Sale

200

USD 26.52

USD 1 ordinary

Sale

200

USD 26.53

USD 1 ordinary

Sale

300

USD 26.54

USD 1 ordinary

Sale

600

USD 26.55

USD 1 ordinary

Sale

100

USD 26.57

USD 1 ordinary

Sale

200

USD 26.58

USD 1 ordinary

Sale

300

USD 26.59

USD 1 ordinary

Sale

100

USD 26.60

USD 1 ordinary

Sale

100

USD 26.66

USD 1 ordinary

Sale

1,300

USD 26.74

USD 1 ordinary

Sale

2,023

USD 26.75

USD 1 ordinary

Sale

400

USD 26.76

USD 1 ordinary

Sale

200

USD 26.77

USD 1 ordinary

Sale

200

USD 26.78

USD 1 ordinary

Sale

50

USD 26.79

USD 1 ordinary

Sale

2,451

USD 26.80

USD 1 ordinary

Sale

1,000

USD 26.81

USD 1 ordinary

Sale

1,400

USD 26.82

USD 1 ordinary

Sale

1,300

USD 26.83

USD 1 ordinary

Sale

1,100

USD 26.84

USD 1 ordinary

Sale

2,200

USD 26.85

USD 1 ordinary

Sale

200

USD 26.86

USD 1 ordinary

Sale

524

USD 26.87

USD 1 ordinary

Sale

500

USD 26.88

USD 1 ordinary

Sale

500

USD 26.89

USD 1 ordinary

Sale

100

USD 26.90

USD 1 ordinary

Sale

200

USD 26.92

USD 1 ordinary

Sale

200

USD 26.96

USD 1 ordinary

Sale

2,000

USD 27.00

USD 1 ordinary

Sale

300

USD 27.01

USD 1 ordinary

Sale

100

USD 27.02

USD 1 ordinary

Sale

98

USD 27.03

USD 1 ordinary

Sale

100

USD 27.07

USD 1 ordinary

Sale

300

USD 27.10

USD 1 ordinary

Sale

100

USD 27.12

USD 1 ordinary

Sale

200

USD 27.14

USD 1 ordinary

Sale

200

USD 27.16

USD 1 ordinary

Sale

300

USD 27.18

USD 1 ordinary

Sale

100

USD 27.19

USD 1 ordinary

Sale

11

USD 27.23

USD 1 ordinary

Sale

200

USD 27.24

USD 1 ordinary

Sale

100

USD 27.25

USD 1 ordinary

Sale

100

USD 27.27

USD 1 ordinary

Sale

200

USD 27.31

USD 1 ordinary

Sale

100

USD 27.33

USD 1 ordinary

Sale

1,400

USD 27.34

USD 1 ordinary

Sale

100

USD 27.35

USD 1 ordinary

Sale

300

USD 27.39

USD 1 ordinary

Sale

1,400

USD 27.43

 

 

(b)        Cash-settled derivative transactions

 

 

Class of relevant security

Product description e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 1 ordinary

Swap

Increasing a long position

41

ZAR 464.37

USD 1 ordinary

Swap

Increasing a long position

43

ZAR 467.76

USD 1 ordinary

Swap

Increasing a long position

33

ZAR 480.32

USD 1 ordinary

Swap

Increasing a long position

100

ZAR 481.25

USD 1 ordinary

Swap

Increasing a long position

62

ZAR 482.30

USD 1 ordinary

Swap

Increasing a long position

68

ZAR 483.97

USD 1 ordinary

Swap

Increasing a long position

129

ZAR 485.76

USD 1 ordinary

Swap

Increasing a short position

75

ZAR 467.40

USD 1 ordinary

Swap

Increasing a short position

88

ZAR 467.69

USD 1 ordinary

Swap

Increasing a short position

924

ZAR 467.70

USD 1 ordinary

Swap

Increasing a short position

292

ZAR 467.77

USD 1 ordinary

Swap

Increasing a short position

11

ZAR 467.80

USD 1 ordinary

Swap

Increasing a short position

53

ZAR 467.83

USD 1 ordinary

Swap

Increasing a short position

29

ZAR 467.88

USD 1 ordinary

Swap

Increasing a short position

63

ZAR 467.90

USD 1 ordinary

Swap

Increasing a short position

64

ZAR 467.93

USD 1 ordinary

Swap

Increasing a short position

186

ZAR 467.94

USD 1 ordinary

Swap

Increasing a short position

39

ZAR 467.96

USD 1 ordinary

Swap

Increasing a short position

246

ZAR 467.97

USD 1 ordinary

Swap

Increasing a short position

167

ZAR 467.98

USD 1 ordinary

Swap

Increasing a short position

97

ZAR 467.99

USD 1 ordinary

Swap

Increasing a short position

270

ZAR 468.01

USD 1 ordinary

Swap

Increasing a short position

104

ZAR 468.04

USD 1 ordinary

Swap

Increasing a short position

66

ZAR 468.10

USD 1 ordinary

Swap

Increasing a short position

44

ZAR 468.14

USD 1 ordinary

Swap

Increasing a short position

150

ZAR 468.16

USD 1 ordinary

Swap

Increasing a short position

377

ZAR 468.18

USD 1 ordinary

Swap

Increasing a short position

112

ZAR 468.21

USD 1 ordinary

Swap

Increasing a short position

66

ZAR 468.22

USD 1 ordinary

Swap

Increasing a short position

47

ZAR 468.26

USD 1 ordinary

Swap

Increasing a short position

149

ZAR 468.30

USD 1 ordinary

Swap

Increasing a short position

43

ZAR 468.31

USD 1 ordinary

Swap

Increasing a short position

43

ZAR 468.32

USD 1 ordinary

Swap

Increasing a short position

43

ZAR 468.33

USD 1 ordinary

Swap

Increasing a short position

52

ZAR 468.39

USD 1 ordinary

Swap

Increasing a short position

321

ZAR 468.41

USD 1 ordinary

Swap

Increasing a short position

41

ZAR 468.49

USD 1 ordinary

Swap

Increasing a short position

44

ZAR 468.52

USD 1 ordinary

Swap

Increasing a short position

42

ZAR 468.54

USD 1 ordinary

Swap

Increasing a short position

1

ZAR 468.56

USD 1 ordinary

Swap

Increasing a short position

130

ZAR 468.59

USD 1 ordinary

Swap

Increasing a short position

5

ZAR 468.60

USD 1 ordinary

Swap

Increasing a short position

149

ZAR 468.67

USD 1 ordinary

Swap

Increasing a short position

87

ZAR 469.05

USD 1 ordinary

Swap

Increasing a short position

43

ZAR 469.06

USD 1 ordinary

Swap

Increasing a short position

2

ZAR 469.15

USD 1 ordinary

Swap

Increasing a short position

277

ZAR 469.17

USD 1 ordinary

Swap

Increasing a short position

93

ZAR 469.23

USD 1 ordinary

Swap

Increasing a short position

269

ZAR 469.29

USD 1 ordinary

Swap

Increasing a short position

178

ZAR 469.30

USD 1 ordinary

Swap

Increasing a short position

291

ZAR 469.31

USD 1 ordinary

Swap

Increasing a short position

193

ZAR 469.36

USD 1 ordinary

Swap

Increasing a short position

1

ZAR 469.45

USD 1 ordinary

Swap

Increasing a short position

29

ZAR 469.49

USD 1 ordinary

Swap

Increasing a short position

103

ZAR 469.51

USD 1 ordinary

Swap

Increasing a short position

33

ZAR 469.56

USD 1 ordinary

Swap

Increasing a short position

284

ZAR 469.60

USD 1 ordinary

Swap

Increasing a short position

97

ZAR 469.68

USD 1 ordinary

Swap

Increasing a short position

86

ZAR 469.69

USD 1 ordinary

Swap

Increasing a short position

143

ZAR 469.70

USD 1 ordinary

Swap

Increasing a short position

151

ZAR 469.71

USD 1 ordinary

Swap

Increasing a short position

158

ZAR 469.74

USD 1 ordinary

Swap

Increasing a short position

148

ZAR 469.78

USD 1 ordinary

Swap

Increasing a short position

8

ZAR 469.84

USD 1 ordinary

Swap

Increasing a short position

260

ZAR 469.89

USD 1 ordinary

Swap

Increasing a short position

100

ZAR 469.90

USD 1 ordinary

Swap

Increasing a short position

43

ZAR 469.91

USD 1 ordinary

Swap

Increasing a short position

90

ZAR 469.92

USD 1 ordinary

Swap

Increasing a short position

209

ZAR 469.93

USD 1 ordinary

Swap

Increasing a short position

70

ZAR 469.95

USD 1 ordinary

Swap

Increasing a short position

21

ZAR 469.98

USD 1 ordinary

Swap

Increasing a short position

133

ZAR 470.00

USD 1 ordinary

Swap

Increasing a short position

96

ZAR 470.01

USD 1 ordinary

Swap

Increasing a short position

89

ZAR 470.06

USD 1 ordinary

Swap

Increasing a short position

148

ZAR 470.09

USD 1 ordinary

Swap

Increasing a short position

272

ZAR 470.15

USD 1 ordinary

Swap

Increasing a short position

44

ZAR 470.16

USD 1 ordinary

Swap

Increasing a short position

60

ZAR 470.19

USD 1 ordinary

Swap

Increasing a short position

52

ZAR 470.21

USD 1 ordinary

Swap

Increasing a short position

21

ZAR 470.22

USD 1 ordinary

Swap

Increasing a short position

52

ZAR 470.23

USD 1 ordinary

Swap

Increasing a short position

291

ZAR 470.25

USD 1 ordinary

Swap

Increasing a short position

136

ZAR 470.26

USD 1 ordinary

Swap

Increasing a short position

26

ZAR 470.27

USD 1 ordinary

Swap

Increasing a short position

53

ZAR 470.28

USD 1 ordinary

Swap

Increasing a short position

63

ZAR 470.31

USD 1 ordinary

Swap

Increasing a short position

16

ZAR 470.34

USD 1 ordinary

Swap

Increasing a short position

111

ZAR 470.36

USD 1 ordinary

Swap

Increasing a short position

166

ZAR 470.37

USD 1 ordinary

Swap

Increasing a short position

1

ZAR 470.39

USD 1 ordinary

Swap

Increasing a short position

139

ZAR 470.41

USD 1 ordinary

Swap

Increasing a short position

167

ZAR 470.44

USD 1 ordinary

Swap

Increasing a short position

99

ZAR 470.46

USD 1 ordinary

Swap

Increasing a short position

172

ZAR 470.58

USD 1 ordinary

Swap

Increasing a short position

2

ZAR 470.60

USD 1 ordinary

Swap

Increasing a short position

49

ZAR 470.61

USD 1 ordinary

Swap

Increasing a short position

55

ZAR 470.65

USD 1 ordinary

Swap

Increasing a short position

65

ZAR 470.66

USD 1 ordinary

Swap

Increasing a short position

72

ZAR 470.69

USD 1 ordinary

Swap

Increasing a short position

221

ZAR 470.81

USD 1 ordinary

Swap

Increasing a short position

139

ZAR 470.83

USD 1 ordinary

Swap

Increasing a short position

34

ZAR 470.85

USD 1 ordinary

Swap

Increasing a short position

80

ZAR 470.86

USD 1 ordinary

Swap

Increasing a short position

12

ZAR 470.87

USD 1 ordinary

Swap

Increasing a short position

65

ZAR 471.00

USD 1 ordinary

Swap

Increasing a short position

165

ZAR 472.17

USD 1 ordinary

Swap

Increasing a short position

4

ZAR 472.86

USD 1 ordinary

Swap

Increasing a short position

93

ZAR 474.09

USD 1 ordinary

Swap

Increasing a short position

93

ZAR 474.45

USD 1 ordinary

Swap

Increasing a short position

42

ZAR 475.34

USD 1 ordinary

Swap

Increasing a short position

49

ZAR 475.72

USD 1 ordinary

Swap

Increasing a short position

141

ZAR 475.89

USD 1 ordinary

Swap

Increasing a short position

97

ZAR 476.76

USD 1 ordinary

Swap

Increasing a short position

59

ZAR 477.13

USD 1 ordinary

Swap

Increasing a short position

43

ZAR 477.33

USD 1 ordinary

Swap

Increasing a short position

72

ZAR 477.45

USD 1 ordinary

Swap

Increasing a short position

168

ZAR 477.49

USD 1 ordinary

Swap

Increasing a short position

54

ZAR 477.60

USD 1 ordinary

Swap

Increasing a short position

41

ZAR 477.73

USD 1 ordinary

Swap

Increasing a short position

112

ZAR 477.83

USD 1 ordinary

Swap

Increasing a short position

25

ZAR 478.16

USD 1 ordinary

Swap

Increasing a short position

1

ZAR 478.32

USD 1 ordinary

Swap

Increasing a short position

112

ZAR 479.00

USD 1 ordinary

Swap

Increasing a short position

71

ZAR 479.41

USD 1 ordinary

Swap

Increasing a short position

252

ZAR 479.43

USD 1 ordinary

Swap

Increasing a short position

223

ZAR 479.49

USD 1 ordinary

Swap

Increasing a short position

43

ZAR 479.50

USD 1 ordinary

Swap

Increasing a short position

286

ZAR 479.63

USD 1 ordinary

Swap

Increasing a short position

74

ZAR 479.88

USD 1 ordinary

Swap

Increasing a short position

133

ZAR 480.21

USD 1 ordinary

Swap

Increasing a short position

177

ZAR 480.36

USD 1 ordinary

Swap

Increasing a short position

152

ZAR 480.48

USD 1 ordinary

Swap

Increasing a short position

222

ZAR 480.55

USD 1 ordinary

Swap

Increasing a short position

158

ZAR 480.68

USD 1 ordinary

Swap

Increasing a short position

18

ZAR 480.72

USD 1 ordinary

Swap

Increasing a short position

7

ZAR 481.19

USD 1 ordinary

Swap

Increasing a short position

146

ZAR 481.20

USD 1 ordinary

Swap

Increasing a short position

277

ZAR 481.83

USD 1 ordinary

Swap

Increasing a short position

125

ZAR 481.96

USD 1 ordinary

Swap

Increasing a short position

285

ZAR 481.99

USD 1 ordinary

Swap

Increasing a short position

100

ZAR 482.14

USD 1 ordinary

Swap

Increasing a short position

13

ZAR 482.30

USD 1 ordinary

Swap

Increasing a short position

172

ZAR 482.43

USD 1 ordinary

Swap

Increasing a short position

7

ZAR 482.76

USD 1 ordinary

Swap

Increasing a short position

75

ZAR 482.85

USD 1 ordinary

Swap

Increasing a short position

43

ZAR 482.87

USD 1 ordinary

Swap

Increasing a short position

2

ZAR 483.03

USD 1 ordinary

Swap

Increasing a short position

100

ZAR 483.11

USD 1 ordinary

Swap

Increasing a short position

84

ZAR 483.32

USD 1 ordinary

Swap

Increasing a short position

1

ZAR 483.33

USD 1 ordinary

Swap

Increasing a short position

78

ZAR 483.39

USD 1 ordinary

Swap

Increasing a short position

32

ZAR 483.42

USD 1 ordinary

Swap

Increasing a short position

93

ZAR 483.50

USD 1 ordinary

Swap

Increasing a short position

143

ZAR 483.54

USD 1 ordinary

Swap

Increasing a short position

56

ZAR 483.56

USD 1 ordinary

Swap

Increasing a short position

59

ZAR 483.59

USD 1 ordinary

Swap

Increasing a short position

159

ZAR 483.65

USD 1 ordinary

Swap

Increasing a short position

81

ZAR 483.66

USD 1 ordinary

Swap

Increasing a short position

75

ZAR 483.67

USD 1 ordinary

Swap

Increasing a short position

24

ZAR 483.74

USD 1 ordinary

Swap

Increasing a short position

69

ZAR 483.76

USD 1 ordinary

Swap

Increasing a short position

8

ZAR 483.83

USD 1 ordinary

Swap

Increasing a short position

92

ZAR 483.94

USD 1 ordinary

Swap

Increasing a short position

68

ZAR 484.01

USD 1 ordinary

Swap

Increasing a short position

87

ZAR 484.06

USD 1 ordinary

Swap

Increasing a short position

6

ZAR 484.10

USD 1 ordinary

Swap

Increasing a short position

11

ZAR 484.19

USD 1 ordinary

Swap

Increasing a short position

142

ZAR 484.20

USD 1 ordinary

Swap

Increasing a short position

14

ZAR 484.25

USD 1 ordinary

Swap

Increasing a short position

89

ZAR 484.31

USD 1 ordinary

Swap

Increasing a short position

104

ZAR 484.35

USD 1 ordinary

Swap

Increasing a short position

155

ZAR 484.36

USD 1 ordinary

Swap

Increasing a short position

7

ZAR 484.38

USD 1 ordinary

Swap

Increasing a short position

124

ZAR 484.46

USD 1 ordinary

Swap

Increasing a short position

114

ZAR 484.48

USD 1 ordinary

Swap

Increasing a short position

167

ZAR 484.53

USD 1 ordinary

Swap

Increasing a short position

13

ZAR 484.57

USD 1 ordinary

Swap

Increasing a short position

54

ZAR 484.68

USD 1 ordinary

Swap

Increasing a short position

50

ZAR 484.76

USD 1 ordinary

Swap

Increasing a short position

16

ZAR 484.80

USD 1 ordinary

Swap

Increasing a short position

117

ZAR 484.84

USD 1 ordinary

Swap

Increasing a short position

44

ZAR 484.86

USD 1 ordinary

Swap

Increasing a short position

127

ZAR 484.88

USD 1 ordinary

Swap

Increasing a short position

44

ZAR 484.89

USD 1 ordinary

Swap

Increasing a short position

72

ZAR 484.94

USD 1 ordinary

Swap

Increasing a short position

282

ZAR 484.96

USD 1 ordinary

Swap

Increasing a short position

521

ZAR 485.00

USD 1 ordinary

Swap

Increasing a short position

1

ZAR 485.20

USD 1 ordinary

Swap

Increasing a short position

85

ZAR 485.29

USD 1 ordinary

Swap

Increasing a short position

76

ZAR 485.47

USD 1 ordinary

Swap

Increasing a short position

74

ZAR 485.56

USD 1 ordinary

Swap

Increasing a short position

9

ZAR 485.70

USD 1 ordinary

Swap

Increasing a short position

85

ZAR 485.71

USD 1 ordinary

Swap

Increasing a short position

115

ZAR 485.77

USD 1 ordinary

Swap

Increasing a short position

126

ZAR 485.79

USD 1 ordinary

Swap

Increasing a short position

115

ZAR 485.82

USD 1 ordinary

Swap

Increasing a short position

82

ZAR 485.84

USD 1 ordinary

Swap

Increasing a short position

1

ZAR 485.85

USD 1 ordinary

Swap

Increasing a short position

4

ZAR 485.90

USD 1 ordinary

Swap

Increasing a short position

6

ZAR 485.96

USD 1 ordinary

Swap

Increasing a short position

238

ZAR 486.30

USD 1 ordinary

Swap

Increasing a short position

8

ZAR 486.34

USD 1 ordinary

Swap

Increasing a short position

184

ZAR 486.44

USD 1 ordinary

Swap

Increasing a short position

55

ZAR 486.49

USD 1 ordinary

Swap

Increasing a short position

59

ZAR 486.61

USD 1 ordinary

Swap

Increasing a short position

110

ZAR 486.62

USD 1 ordinary

Swap

Increasing a short position

65

ZAR 486.83

USD 1 ordinary

Swap

Increasing a short position

10

ZAR 486.87

USD 1 ordinary

Swap

Increasing a short position

3

ZAR 486.93

USD 1 ordinary

Swap

Increasing a short position

202

ZAR 486.95

USD 1 ordinary

Swap

Increasing a short position

61

ZAR 486.96

USD 1 ordinary

Swap

Increasing a short position

161

ZAR 487.20

USD 1 ordinary

Swap

Increasing a short position

132

ZAR 487.24

USD 1 ordinary

Swap

Increasing a short position

32

ZAR 487.34

USD 1 ordinary

Swap

Increasing a short position

258

ZAR 487.45

USD 1 ordinary

Swap

Increasing a short position

162

ZAR 487.61

USD 1 ordinary

Swap

Increasing a short position

33

ZAR 487.67

USD 1 ordinary

Swap

Increasing a short position

35

ZAR 487.68

USD 1 ordinary

Swap

Increasing a short position

117

ZAR 487.70

USD 1 ordinary

Swap

Increasing a short position

66

ZAR 487.71

USD 1 ordinary

Swap

Increasing a short position

67

ZAR 487.94

USD 1 ordinary

Swap

Increasing a short position

44

ZAR 488.08

USD 1 ordinary

Swap

Increasing a short position

133

ZAR 488.59

USD 1 ordinary

Swap

Increasing a short position

71

ZAR 488.70

USD 1 ordinary

Swap

Increasing a short position

133

ZAR 488.74

USD 1 ordinary

Swap

Increasing a short position

82

ZAR 488.75

USD 1 ordinary

Swap

Increasing a short position

38

ZAR 488.80

USD 1 ordinary

Swap

Increasing a short position

14

ZAR 489.06

USD 1 ordinary

Swap

Increasing a short position

26

ZAR 489.58

USD 1 ordinary

Swap

Reducing a short position

46

ZAR 463.29

USD 1 ordinary

Swap

Reducing a short position

54

ZAR 464.46

USD 1 ordinary

Swap

Reducing a short position

43

ZAR 464.61

USD 1 ordinary

Swap

Reducing a short position

54

ZAR 465.21

USD 1 ordinary

Swap

Reducing a short position

46

ZAR 465.61

USD 1 ordinary

Swap

Reducing a short position

4

ZAR 469.88

USD 1 ordinary

Swap

Reducing a short position

42

ZAR 471.74

USD 1 ordinary

Swap

Reducing a short position

96

ZAR 472.20

USD 1 ordinary

Swap

Reducing a short position

110

ZAR 478.45

USD 1 ordinary

Swap

Reducing a short position

38

ZAR 478.80

USD 1 ordinary

Swap

Reducing a short position

73

ZAR 478.97

USD 1 ordinary

Swap

Reducing a short position

73

ZAR 478.99

USD 1 ordinary

Swap

Reducing a short position

2

ZAR 479.07

USD 1 ordinary

Swap

Reducing a short position

47

ZAR 479.51

USD 1 ordinary

Swap

Reducing a short position

53

ZAR 479.53

USD 1 ordinary

Swap

Reducing a short position

54

ZAR 479.83

USD 1 ordinary

Swap

Reducing a short position

200

ZAR 480.00

USD 1 ordinary

Swap

Reducing a short position

55

ZAR 480.14

USD 1 ordinary

Swap

Reducing a short position

55

ZAR 480.45

USD 1 ordinary

Swap

Reducing a short position

400

ZAR 480.50

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 



 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

none

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

none

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

September 11, 2024

Contact name:

Kevin Krist (Compliance Department)

Telephone number*:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

AngloGold Ashanti plc

 

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 1 ordinary

Listed Call Option

Purchased

 100

USD 30.00

American

20241018

USD 1 ordinary

Listed Put Option

Purchased

 100,000

USD 22.00

American

20250321

USD 1 ordinary

Listed Put Option

Purchased

 400

USD 26.00

American

20241018

USD 1 ordinary

Listed Put Option

Purchased

 2,600

USD 27.00

American

20241018

USD 1 ordinary

Listed Put Option

Purchased

 100

USD 28.00

American

20240920

USD 1 ordinary

Listed Put Option

Purchased

 15,600

USD 29.00

American

20240920

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

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