TR-1: notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Ceres Power Holdings Plc |
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2. Reason for the notification (Yes/no) |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):___________________________________________ |
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3. Full name of person(s) subject to the notification obligation: |
Arlio Global Management LLC (formerly Julius Baer Investment Management LLC) |
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4. Full name of shareholder(s) (if different from 3.) |
Please see attached list Please note that one shareholder, Julius Baer International Equity Fund, is the registered holder of more than 3% of the voting rights in Ceres Power Holdings Plc. |
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5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
2 October 2008 |
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6. Date on which issuer notified: |
6 October 2008 |
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7. Threshold(s) that is/are crossed or reached: |
5% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB00B0351429 |
3,438,928 |
3,438,928 |
3,239,047 |
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3,239,047 |
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4.85% |
B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
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3,239,04 |
4.85% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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N/A |
Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
Please note that one shareholder, Julius Baer International Equity Fund, is the registered holder of 3.42% of the voting rights in Ceres Power Holdings Plc. |
14. Contact name: |
Donald Delano Chief Compliance Officer |
15. Contact telephone number: |
+1(212) 297-3628 |