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TR-1:NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
CERES POWER HOLIDNGS PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): INCREASE IN MARKET CAP |
We are amending the filing previously made on 11/27/09. We have been notified by the issuer that the shares acquired through the issuer's new placing werE not fully registered until yesterday, 12/14/09. Additionally, the ownership percentage reported did not include the correct shares outstanding due to the issuer's new placement of 19,000,000 ordinary shares. Please see attached new filing addressing both the timing and correct shares outstanding. |
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3. Full name of person(s) subject to the |
OppenheimerFunds, Inc ("OFI") |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
14 December 2009 (Prior filing 25 November 2009) |
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6. Date on which issuer notified: |
15 December 2009 (Prior filing 27 November 2009) |
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7. Threshold(s) that is/are crossed or |
12% (increase to 12.4727%) |
8. Notified details: Ceres power Holdings PLC info@cerespower.com |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B0351429 |
7,733,421 |
7,733.421 |
10,733,580 |
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10,733,580 |
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12.4727% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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10,733,580 |
12.4727% |
9. Chain of controlled undertakings through which the voting rights and/or the |
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The percentage of holdings noted above is based on the total outstanding shares of 86,056,614. Massachusetts Mutual Life Insurance Company is the parent company of OppenheimerFunds, Inc ("OFI") |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Rose Baker Massachusetts Mutual Life Insurance Company |
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15. Contact telephone number: |
011-413-744-8258 |
Note: Annex should only be submitted to the FSA not the issuer |
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Annex: Notification of major interests in share |
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A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities) |
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Contact address (registered office for legal entities) |
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Phone number & email |
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Other useful information (at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable |
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Full name |
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Contact address |
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Phone number & email |
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Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
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For notes on how to complete form TR-1 please see the FSA website. |