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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
CERES POWER HOLDINGS plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
IMPERIAL COLLEGE OF SCIENCE, TECHNOLOGY AND MEDICINE |
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4. Full name of shareholder(s) |
COLLINS STEWART WEALTH MANAGEMENT (a trading name of Collins Stewart (CI) Limited in Guernsey, Isle of Man and Jersey and of Canaccord Genuity Limited, Collins Stewart 360 Limited and Collins Stewart Investment Management Limited in the UK). |
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5. Date of the transaction and date on |
18 DECEMBER 2012 |
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6. Date on which issuer notified: |
21 DECEMBER 2012 |
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7. Threshold(s) that is/are crossed or |
Holding is less than 3%. |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
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Indirect |
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250,000 |
4,459,229 |
554,554 |
554,554 |
10,010,272 |
Below 3% |
Below 3% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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10,010,272 |
Below 3% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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COLLINS STEWART WEALTH MANAGEMENT as nominee holders. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Mr. Christopher Green |
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15. Contact telephone number: |
0207 594 8712 |
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Note: Annex should only be submitted to the FSA not the issuer |
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Annex: Notification of major interests in share |
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A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities)
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Contact address (registered office for legal entities)
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Phone number & email
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Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable |
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Full name
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Contact address
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Phone number & email
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Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
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For notes on how to complete form TR-1 please see the FSA website. |