TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer |
WANdisco PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Global Frontier Investments, LLC (as General Partner for, and Investment Advisor to, Global Frontier Partners, LP and Global Frontier Technology Opportunity Fund, LP) |
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4. Full name of shareholder(s)
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Global Frontier Partners, LP Global Frontier Technology Opportunity Fund, LP W. Grant Dollens
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5. Date of the transaction and date on |
15 March 2021 |
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6. Date on which issuer notified: |
16 March 2021 |
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7. Threshold(s) that is/are crossed or |
12.0% |
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8. Notified details: | ||||||||||||||||
A: Voting rights attached to sharesviii, ix | ||||||||||||||||
Class/type of
| Situation previous | Resulting situation after the triggering transaction | ||||||||||||||
Number | Number | Number | Number of voting | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary Shares JE00B6Y3DV84 | 2,361,739 | 2,361,739 | 7,226,219 | 7,226,219 |
| 12.57% |
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting | ||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial | Exercise price | Expiration date xvii | Exercise/ | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
7,226,219 | 12.57% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | Global Frontier Investments, LLC | |
11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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| Global Frontier Investments, LLC acts as the General Partner for and Investment Advisor to Global Frontier Partners, LP and Global Frontier Technology Opportunity Fund, LP.
Global Frontier Partners, LP beneficially holds 1,921,988 shares in WANdisco PLC, representing 3.34% of the total, Global Frontier Technology Opportunity Fund, LP beneficially holds 4,777,847 shares in WANdisco, PLC representing 8.31% of the total, and W. Grant Dollens, Managing Partner of Global Frontier Investments, LLC, beneficially holds 526,384 shares in WANdisco PLC, representing 0.92% of the total.
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14. Contact name/number: | Grant Dollens; (415) 402-0285 | |