Blocklisting Interim Review
Close Brothers Group PLC
02 November 2007
BLOCKLISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 2ND NOVEMBER 2007
1. Name of applicant:
CLOSE BROTHERS GROUP PLC
2. Name of scheme
CLOSE BROTHERS GROUP PLC SHARESAVE SCHEME
3. Period of return:
From 1ST MAY 2007 To 31ST OCTOBER 2007
4. Balance under scheme from previous return:
45,849
5. The amount by which the block scheme has been increased, if the scheme has
been increased since the date of the last return
500,000
6. Number of securities issued/allotted under scheme during period:
19,125
7 Balance under scheme not yet issued/allotted at end of period
526,724
8. Number and class of securities originally listed and the date of admission
680,000 ORDINARY SHARES OF 25P EACH ON 2ND DECEMBER 2004
RA/CLOSE BROTHERS GROUP/00016
0-766-807
500,000 ORDINARY SHARES OF 25P EACH ON 29TH SEPTEMBER 2007
9. Total number of securities in issue at the end of the period
148,375,068
Name of contact SIMON WATSON
Address of contact 10 CROWN PLACE, LONDON EC2A 4FT
Telephone number of 020 7655 3100
contact
Signed by ROBIN SELLERS
Director/company secretary/suitably experienced employee/duly authorised
officer, for and on behalf of
Name of applicant CLOSE BROTHERS GROUP plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCKLISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 2ND NOVEMBER 2007
1. Name of applicant:
CLOSE BROTHERS GROUP PLC
2. Name of scheme
CLOSE BROTHERS GROUP PLC EXECUTIVE SHARE OPTION SCHME
3. Period of return:
From 1ST MAY 2007 To 31ST APRIL 2007
4. Balance under scheme from previous return:
633,071
5. The amount by which the block scheme has been increased, if the scheme has
been increased since the date of the last return
0
6. Number of securities issued/allotted under scheme during period:
0
7 Balance under scheme not yet issued/allotted at end of period
633,071
8. Number and class of securities originally listed and the date of admission
A/3844/1995
2,700,000 ORDINARY SHARES OF 25P EACH 18TH AUGUST 1995
9. Total number of securities in issue at the end of the period
148,375,068
Name of contact SIMON WATSON
Address of contact 10 CROWN PLACE, LONDON EC2A 4FT
Telephone number of 020 7655 3100
contact
Signed by ROBIN SELLERS
Director/company secretary/suitably experienced employee/duly authorised
officer, for and on behalf of
Name of applicant CLOSE BROTHERS GROUP plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCKLISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 2ND NOVEMBER 2007
1. Name of applicant:
CLOSE BROTHERS GROUP PLC
2. Name of scheme
CLOSE BROTHERS GROUP PLC 1995 EXECUTIVE SHARE OPTION SCHEME
3. Period of return:
From 1ST MAY 2007 To 31ST OCTOBER 2007
4. Balance under scheme from previous return:
1,065,316
5. The amount by which the block scheme has been increased, if the scheme has
been increased since the date of the last return
4,500,000
6. Number of securities issued/allotted under scheme during period:
1,224,673
7 Balance under scheme not yet issued/allotted at end of period
4,340,643
8. Number and class of securities originally listed and the date of admission
2,000,000 ORDINARY SHARES OF 25P EACH ON 17TH NOVEMBER 2005
0-766-807
4,500,000 ORDINARY SHARES OF 25P EACH ON 24TH SEPTEMBER 2007
9. Total number of securities in issue at the end of the period
148,375,068
Name of contact SIMON WATSON
Address of contact 10 CROWN PLACE, LONDON EC2A 4FT
Telephone number of 020 7655 3100
contact
Signed by ROBIN SELLERS
Director/company secretary/suitably experienced employee/duly authorised
officer, for and on behalf of
Name of applicant CLOSE BROTHERS GROUP plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
This information is provided by RNS
The company news service from the London Stock Exchange