Close Brothers Group PLC
10 March 2008
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached (ii):
Close Brothers Group plc
2. Reason for the notification (please tick the appropriate boxes):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : Initial notification of holdings as required ( )
by EUTD regulations.
3. Full name of person(s) subject to the notification obligation (iii):
Prudential plc group of companies
4. Full name of shareholder(s) (if different from 3.) (iv):
MAGIM HSBC GIS NOM(UK) SALI 64,243
Nortrust Nominee Ltd A/C MHE 01 350,000
Nortrust Nominee Ltd A/C MHF01 30,463
Nortrust Nominee Ltd A/C MHJ01 589,554
Nortrust Noms Ltd 182,809
Nortrust Noms Ltd A/C MVA01 50,000
Nortrust Noms LTD A/C MVB01 189,476
Nortrust Noms Ltd A/C PUC01 146,410
Nortrust Noms Ltd A/C PUF01 59,563
Nortrust Noms Ltd A/C PUI01 12,066
Nortrust Noms Ltd A/C PUR01 997,893
PPL UK EQUITY 350 PASSIVE FUND 73,679
PPL UK EQUITY GROWTH FUND 217,776
PRUCLT HSBC GIS NOM(UK) PAC AC 12,414,017
PRUCLT HSBC GIS NOM(UK) PHL AC 408,231
PRUCLT HSBC GIS NOM(UK) PPL AC 51,630
PRUCLT HSBC GIS NOM(UK) EQBF AC 26,491
PRUCLT HSBC GIS NOM(UK) HYBF AC 71,595
PRUCLT HSBC GIS NOM(UK) MNBF AC 39,879
PRUCLT HSBC GIS NOM(UK) PENE AC 112,636
RBS INTERNATIONAL (GUERNSEY) 156,325
RECOVERY INV COMPANY LIMITED 128,166
5. Date of the transaction (and date on which the threshold is crossed or
reached if different) (v):
6 March 2008
6. Date on which issuer notified:
10 March 2008
7. Threshold(s) that is/are crossed or reached:
11%
8. Notified details:
A: Voting rights attached to shares
Class/type of shares if Situation previous to the Triggering transaction (vi)
possible using the
ISIN CODE Number of Number of voting Rights
shares (viii)
GB0007668071 16,710,250 16,710,250
Resulting situation after the triggering transaction (vii)
Class/type of shares if Number of Number of voting rights % of voting
possible using the ISIN shares (ix) rights
CODE
Direct Direct (x) Indirect (xi) Direct Indirect
GB0007668071 16,372,902 16,372,902 10.97%
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of Expiration Exercise/ Number of voting rights that % of
financial Date Conversion may be acquired voting
instrument (xiii) Period/ Date if the instrument is rights
(xiv) exercised/ converted.
N/A N/A N/A N/A N/A
Total (A+B)
Number of voting rights % of voting rights
16,372,902 10.97%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable (xv):
Prudential plc (parent Company)
M&G Group Limited (wholly owned subsidiary of Prudential plc)
M&G Limited (wholly owned subsidiary of M&G Group Limited)
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)
The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential
plc)
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
None
14. Contact name:
Robin Sellers
Company Secretary
15. Contact telephone number:
0207 655 3100
This information is provided by RNS
The company news service from the London Stock Exchange
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
Please note, this site uses cookies. Some of the cookies are essential for parts of the site to operate and have already been set. You may delete and block all cookies from this site, but if you do, parts of the site may not work. To find out more about the cookies used on Investegate and how you can manage them, see our Privacy and Cookie Policy
To continue using Investegate, please confirm that you are a private investor as well as agreeing to our Privacy and Cookie Policy & Terms.