Close Brothers Group PLC
20 March 2007
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached (ii):
Close Brothers Group plc
2. Reason for the notification (please tick the appropriate boxes):
An acquisition or disposal of voting rights: ( )
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : Initial notification of holdings as required ( X )
by EUTD regulations.
3. Full name of person(s) subject to the notification obligation (iii):
Prudential plc group of companies
4. Full name of shareholder(s) (if different from 3.) (iv):
M&G Income Inv Co Ltd 94,247
MAGIM HSBC GIS NOM(UK) SALI 64,243
Nortrust Nominee Ltd A/C MHE 01 250,000
Nortrust Nominee Ltd A/C MHF01 30,463
Nortrust Nominee Ltd A/C MHJ01 687,429
Nortrust Noms Ltd 129,793
Nortrust Noms Ltd A/C MVA01 50,000
Nortrust Noms LTD A/C MVB01 111,982
Nortrust Noms Ltd A/C PUC01 128,000
Nortrust Noms Ltd A/C PUF01 62,226
Nortrust Noms Ltd A/C PUI01 12,123
Nortrust Noms Ltd A/C PUR01 1,093,335
PRUCLT HSBC GIS NOM(UK) PAC AC 12,479,739
PRUCLT HSBC GIS NOM(UK) PHL AC 353,000
PRUCLT HSBC GIS NOM(UK) PPL AC 660,111
PRUCLT HSBC GIS NOM(UK) EQBF AC 27,310
PRUCLT HSBC GIS NOM(UK) HYBF AC 52,711
PRUCLT HSBC GIS NOM(UK) MNBF AC 44,444
PRUCLT HSBC GIS NOM(UK) PENE AC 122,406
Recovery Inv Company Limited 80,372
5. Date of the transaction (and date on which the threshold is crossed or
reached if different) (v):
N/A
6. Date on which issuer notified:
20 March 2007
7. Threshold(s) that is/are crossed or reached:
N/A
8. Notified details:
A: Voting rights attached to shares
Class/type of shares if possible using Situation previous to the Triggering
the ISIN CODE transaction (vi)
Number of Number of voting
shares Rights(viii)
GB0007668071 16,533,934 16,533,934
Resulting situation after the triggering transaction (vii)
Class/type of shares if Number of Number of voting % of voting
possible using the ISIN shares rights (ix) rights
CODE
Direct Direct (x) Indirect Direct Indirect
(xi)
GB0007668071 16,533,934 16,533,934 11.24%
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of Expiration Exercise/ Number of voting rights that may % of
financial Date Conversion be acquired if the instrument is voting
instrument (xiii) Period/ Date exercised/ converted. rights
(xiv)
N/A N/A N/A N/A N/A
Total (A+B)
Number of voting rights % of voting rights
16,533,934 11.24%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable (xv):
Prudential plc (parent Company)
M&G Group Limited (wholly owned subsidiary of Prudential plc)
M&G Limited (wholly owned subsidiary of M&G Group Limited)
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)
The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential
plc)
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
None
14. Contact name:
Robin Sellers
Company Secretary
15. Contact telephone number:
0207 655 3100
This information is provided by RNS
The company news service from the London Stock Exchange
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