TR-1: Notification of Major Interest in Shares

RNS Number : 2972K

CLS Holdings PLC

29 December 2015

 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				CLS Holdings plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights (see Section 9)					X
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		Mr Bengt Mortstedt
4. Full name of shareholder(s)  (if different from 3.):iv		See Section 9
5. Date of the transaction and date on which the threshold is crossed or reached: v		22 December 2015
6. Date on which issuer notified:		22 December 2015
7. Threshold(s) that is/are crossed or reached: vi, vii		Above 6% (no change)

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB0001592475

2,785,412

2,785,412

Nil

2,785,412

6.61%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

2,785,412 (no change)

6.61% (no change)

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
1,135,439 Ordinary Shares were transferred from Mr Bengt Mortstedt to Blackbrook Limited (BVI COMPANY), a company in which Mr Bengt Mortstedt owns 100% of its issued share capital and is the sole director. As a result, the following undertakings, which are each directly held and beneficially owned by Bengt Mortstedt, directly hold the following number of shares in the issuer: [Insert Company] Limited - 1,135,439 Ordinary Shares (2.69%) KB (CI) Nominees Limited - 1,649,973 Ordinary Shares (3.92%) Total 6.61% (no change)
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:	As a result of the transaction set out in this form, the beneficial interest of Bengt Mortstedt in the issuer remains unchanged.
14. Contact name:	Bengt Mortstedt
15. Contact telephone number:	[phone]   /    [phone]

Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	Mr Bengt Mortstedt
Contact address (registered office for legal entities)	Friendship Bay, Bequia VC200
Phone number & email	[e-mail]  [phone]
Other useful information (at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name	[not applicable if BM is to submit himself]
Contact address
Phone number & email
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
NA

 

END

 

 

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