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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
CMC Markets plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
X |
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Other (please specify): |
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3. Full name of person(s) subject to the |
The Goldman Sachs Group, Inc. |
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4. Full name of shareholder(s) |
Goldman Sachs Strategic Investments (U.K.) Limited |
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5. Date of the transaction and date on |
23 February 2016 |
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6. Date on which issuer notified: |
15 March 2016 |
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7. Threshold(s) that is/are crossed or |
N/A |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B14SKR37 |
7,598,287 |
7,598,287 |
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14,395,894 |
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4.9999% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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14,395,894 |
4.9999% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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The Goldman Sachs Group, Inc.; 14,395,894 shares; 4.9999%
GSEM (DEL) Inc. (Controlled by The Goldman Sachs Group, Inc.); 10,796,920.50 shares; 3.7499%
Goldman Sachs Global Holdings L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 3,598,973.50 shares; 1.2500%
Goldman Sachs International Holdings LLC (Controlled by GSEM (DEL) Inc. and Goldman Sachs Global Holdings L.L.C.); 14,395,894 shares; 4.9999%
Goldman Sachs Strategic Investments (U.K.) Limited (Controlled by Goldman Sachs International Holdings LLC); 14,395,894 shares; 4.9999%
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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Pursuant to the Stock Lending Agreement with Morgan Stanley & Co. International Plc and Peter Cruddas, Goldman Sachs Strategic Investments (U.K.) Limited, has had 6,797,607 Ordinary Shares re-delivered. The total number of voting rights held by Goldman Sachs Strategic Investments (U.K.) Limited, is unaffected by this transaction. Please note, total amount of voting rights have been rounded to 4 decimal places therefore there is a possibility of a rounding error. General email contact: |
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14. Contact name: |
Peter Chisholm |
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15. Contact telephone number: |
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